|
1101
|
CRA Financial Services
Northfield,
New Jersey
|
$0
|
-$218K
|
0
|
–
|
Closed
|
|
|
1102
|
CWS Financial Advisors
Kalamazoo,
Michigan
|
$0
|
-$352K
|
0
|
–
|
Closed
|
|
|
1103
|
Darwin Wealth Management
Tampa,
Florida
|
$0
|
-$3K
|
0
|
–
|
Closed
|
|
|
1104
|
Dorsey & Whitney Trust
Sioux Falls,
South Dakota
|
$0
|
-$243K
|
0
|
–
|
Closed
|
|
|
1105
|
Eads & Heald Wealth Management
Atlanta,
Georgia
|
$0
|
-$321K
|
0
|
–
|
Closed
|
|
|
1106
|
EPG Wealth Management
Atlanta,
Georgia
|
$0
|
-$40K
|
0
|
–
|
Closed
|
|
|
1107
|
Equitec Specialists
Chicago,
Illinois
|
$0
|
-$201
|
0
|
–
|
Closed
|
|
|
1108
|
Essex Investment Management
Boston,
Massachusetts
|
$0
|
-$825K
|
0
|
–
|
Closed
|
|
|
1109
|
Evolution Wealth Advisors
Aventura,
Florida
|
$0
|
-$7K
|
0
|
–
|
Closed
|
|
|
1110
|
ExodusPoint Capital Management
New York
|
$0
|
-$930K
|
0
|
–
|
Closed
|
|
|
1111
|
Family Legacy Inc
Greenville,
South Carolina
|
$0
|
-$299K
|
0
|
–
|
Closed
|
|
|
1112
|
Farmers & Merchants Trust Company
Long Beach,
California
|
$0
|
-$205K
|
0
|
–
|
Closed
|
|
|
1113
|
|
$0
|
-$337K
|
0
|
–
|
Closed
|
|
|
1114
|
Financial Sense Advisors
San Diego,
California
|
$0
|
-$780K
|
0
|
–
|
Closed
|
|
|
1115
|
First Wilshire Securities Management
Pasadena,
California
|
$0
|
-$173K
|
0
|
–
|
Closed
|
|
|
1116
|
FORA Capital
Miami,
Florida
|
$0
|
-$368K
|
0
|
–
|
Closed
|
|
|
1117
|
Foundry Partners
Minneapolis,
Minnesota
|
$0
|
-$12.2M
|
0
|
–
|
Closed
|
|
|
1118
|
Global Strategic Management
San Juan,
Puerto Rico
|
$0
|
-$267K
|
0
|
–
|
Closed
|
|
|
1119
|
GM Advisory Group
Melville,
New York
|
$0
|
-$753K
|
0
|
–
|
Closed
|
|
|
1120
|
Granite Investment Partners
El Segundo,
California
|
$0
|
-$214K
|
0
|
–
|
Closed
|
|
|
1121
|
Gratus Capital
Atlanta,
Georgia
|
$0
|
-$6.86M
|
0
|
–
|
Closed
|
|
|
1122
|
Greatmark Investment Partners
Columbus,
Georgia
|
$0
|
-$350K
|
0
|
–
|
Closed
|
|
|
1123
|
Greenline Partners
New York
|
$0
|
-$2.07M
|
0
|
–
|
Closed
|
|
|
1124
|
Greylin Investment Management
Orange,
Virginia
|
$0
|
-$2.66M
|
0
|
–
|
Closed
|
|
|
1125
|
GSA Capital Partners
London,
United Kingdom
|
$0
|
-$294K
|
0
|
–
|
Closed
|
|