|
1101
|
Spectrum Financial Alliance
Nicholasville,
Kentucky
|
$7K
|
+$7.38K
|
1
|
0%
|
New
|
|
|
1102
|
Willingdon Wealth Management
Huntersville,
North Carolina
|
$7K
|
+$7.21K
|
1
|
0%
|
New
|
|
|
1103
|
Guidant Wealth Advisors
Palatine,
Illinois
|
$6K
|
-$113
|
1
|
0%
|
Reduced
|
|
|
1104
|
Holistic Financial Partners
Indianapolis,
Indiana
|
$5K
|
+$232
|
1
|
0%
|
Increased
|
|
|
1105
|
Israel Discount Bank of New York
New York
|
$5K
|
-$75
|
1
|
0%
|
Reduced
|
|
|
1106
|
Trilogy Capital
Irvine,
California
|
$5K
|
+$4.82K
|
1
|
0%
|
New
|
|
|
1107
|
Bell Rock Capital
Rehoboth Beach,
Delaware
|
$4K
|
$0
|
2
|
0%
|
Maintained
|
|
|
1108
|
C-J Advisory
San Jose,
California
|
$4K
|
+$4.63K
|
1
|
0%
|
New
|
|
|
1109
|
Ferris Capital
Marlborough,
Massachusetts
|
$4K
|
+$4.07K
|
1
|
0%
|
New
|
|
|
1110
|
Financial Enhancement Group
Anderson,
Indiana
|
$4K
|
+$4.07K
|
1
|
0%
|
New
|
|
|
1111
|
Financial Management Professionals
Austin,
Texas
|
$4K
|
-$4.14K
|
1
|
0%
|
Reduced
|
|
|
1112
|
Marino Stram & Associates
Braintree,
Massachusetts
|
$4K
|
+$3.65K
|
1
|
0%
|
New
|
|
|
1113
|
Simon Quick Advisors
Morristown,
New Jersey
|
$4K
|
-$75
|
1
|
0%
|
Reduced
|
|
|
1114
|
Cranbrook Wealth Management
Bloomfield Hills,
Michigan
|
$3K
|
-$75
|
1
|
0%
|
Reduced
|
|
|
1115
|
Hanseatic Management Services
Albuquerque,
New Mexico
|
$3K
|
-$5.04K
|
1
|
0%
|
Reduced
|
|
|
1116
|
MinichMacGregor Wealth Management
Saratoga Springs,
New York
|
$3K
|
-$75
|
1
|
0%
|
Reduced
|
|
|
1117
|
Credential Securities
Vancouver,
|
$2.37K
|
+$2.57K
|
1
|
0%
|
New
|
|
|
1118
|
Cedar Wealth Management
Walnut Creek,
California
|
$2K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1119
|
NVWM LLC
Yardley,
Pennsylvania
|
$2K
|
+$1.54K
|
1
|
0%
|
New
|
|
|
1120
|
Signature Wealth Management Group
Atlanta,
Georgia
|
$2K
|
-$38
|
1
|
0%
|
Reduced
|
|
|
1121
|
JOYN Advisors
Atlanta,
Georgia
|
$1K
|
+$640
|
1
|
0%
|
New
|
|
|
1122
|
Macroview Investment Management
Bethesda,
Maryland
|
$1K
|
+$772
|
1
|
0%
|
New
|
|
|
1123
|
Tortoise Capital Advisors
Overland Park,
Kansas
|
$1K
|
-$2.15M
|
1
|
0%
|
Reduced
|
|
|
1124
|
Accredited Investors
Edina,
Minnesota
|
$0
|
-$1.56M
|
0
|
–
|
Closed
|
|
|
1125
|
American Financial Network Advisory Services
Calabasas,
California
|
$0
|
-$31K
|
0
|
–
|
Closed
|
|