|
1001
|
Delta Asset Management
Memphis,
Tennessee
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1002
|
Pin Oak Investment Advisors
Houston,
Texas
|
$1K
|
+$968
|
1
|
0%
|
New
|
|
|
1003
|
Shine Investment Advisory Services
Lone Tree,
Colorado
|
$1K
|
+$1.29K
|
1
|
0%
|
New
|
|
|
1004
|
Trustmark National Bank Trust Department
Jackson,
Mississippi
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1005
|
Ancora Advisors
Cleveland,
Ohio
|
$0
|
-$76K
|
0
|
–
|
Closed
|
|
|
1006
|
Ardsley Advisory Partners
Stamford,
Connecticut
|
$0
|
-$1.17M
|
0
|
–
|
Closed
|
|
|
1007
|
Atlantic Investment Management
New York
|
$0
|
-$728K
|
0
|
–
|
Closed
|
|
|
1008
|
Atlas Capital Advisors
Jackson,
Wyoming
|
$0
|
-$675K
|
0
|
–
|
Closed
|
|
|
1009
|
Avantax Planning Partners
Dubuque,
Iowa
|
$0
|
-$134K
|
0
|
–
|
Closed
|
|
|
1010
|
Axel Capital Management
New York
|
$0
|
-$7.28M
|
0
|
–
|
Closed
|
|
|
1011
|
Bayesian Capital Management
Brooklyn,
New York
|
$0
|
-$1.32M
|
0
|
–
|
Closed
|
|
|
1012
|
Brandywine Global Investment Management
Philadelphia,
Pennsylvania
|
$0
|
-$11.9M
|
0
|
–
|
Closed
|
|
|
1013
|
Brigade Capital Management
New York
|
$0
|
-$3.31M
|
0
|
–
|
Closed
|
|
|
1014
|
Calton & Associates
Tampa,
Florida
|
$0
|
-$222K
|
0
|
–
|
Closed
|
|
|
1015
|
Capital Guardian Trust
Los Angeles,
California
|
$0
|
-$2K
|
0
|
–
|
Closed
|
|
|
1016
|
Chessman Wealth Strategies RIA
Dallas,
Texas
|
$0
|
-$8K
|
0
|
–
|
Closed
|
|
|
1017
|
Chicago Partners Investment Group
Chicago,
Illinois
|
$0
|
-$8K
|
0
|
–
|
Closed
|
|
|
1018
|
CIM Investment Management
Pittsburgh,
Pennsylvania
|
$0
|
-$204K
|
0
|
–
|
Closed
|
|
|
1019
|
Clear Investment Research
Alpharetta,
Georgia
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1020
|
Continental Advisors
Park City,
Utah
|
$0
|
-$516K
|
0
|
–
|
Closed
|
|
|
1021
|
Csenge Advisory Group
Clearwater,
Florida
|
$0
|
-$15K
|
0
|
–
|
Closed
|
|
|
1022
|
CTC (Chicago Trading Company)
Chicago,
Illinois
|
$0
|
-$32.3K
|
0
|
–
|
Closed
|
|
|
1023
|
Divergent Wealth Advisors
South Jordan,
Utah
|
$0
|
-$52K
|
0
|
–
|
Closed
|
|
|
1024
|
Equitec Specialists
Chicago,
Illinois
|
$0
|
-$936K
|
0
|
–
|
Closed
|
|
|
1025
|
Family Capital Trust
Peabody,
Massachusetts
|
$0
|
-$1K
|
0
|
–
|
Closed
|
|