|
1401
|
Avantax Planning Partners
Dubuque,
Iowa
|
$0
|
-$123K
|
0
|
–
|
Closed
|
|
|
1402
|
|
$0
|
-$101K
|
0
|
–
|
Closed
|
|
|
1403
|
Azzad Asset Management
Falls Church,
Virginia
|
$0
|
-$1.53M
|
0
|
–
|
Closed
|
|
|
1404
|
Bank Pictet & Cie (Europe)
Frankfurt Am Main,
Germany
|
$0
|
-$293K
|
0
|
–
|
Closed
|
|
|
1405
|
BCR Wealth Strategies
Vestavia,
Alabama
|
$0
|
-$2K
|
0
|
–
|
Closed
|
|
|
1406
|
Berylson Capital Partners
Boston,
Massachusetts
|
$0
|
-$1.44M
|
0
|
–
|
Closed
|
|
|
1407
|
|
$0
|
-$340K
|
0
|
–
|
Closed
|
|
|
1408
|
Bowen Hanes & Co
Ponte Vedra Beach,
Florida
|
$0
|
-$329K
|
0
|
–
|
Closed
|
|
|
1409
|
Burns Matteson Capital Management
Corning,
New York
|
$0
|
-$235K
|
0
|
–
|
Closed
|
|
|
1410
|
Byrne Asset Management
Kingston,
New Jersey
|
$0
|
-$6K
|
0
|
–
|
Closed
|
|
|
1411
|
Canvas Wealth Advisors
Shawnee,
Kansas
|
$0
|
-$203K
|
0
|
–
|
Closed
|
|
|
1412
|
Capital Fund Management (CFM)
Paris,
France
|
$0
|
-$1.23M
|
0
|
–
|
Closed
|
|
|
1413
|
Carolina Wealth Advisors
Myrtle Beach,
South Carolina
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1414
|
Castle Rock Wealth Management
Walnut Creek,
California
|
$0
|
-$596K
|
0
|
–
|
Closed
|
|
|
1415
|
Castle Wealth Management
West Palm Beach,
Florida
|
$0
|
-$2K
|
0
|
–
|
Closed
|
|
|
1416
|
Center Lake Capital Management
West Palm Beach,
Florida
|
$0
|
-$2.77M
|
0
|
–
|
Closed
|
|
|
1417
|
Clear Perspectives Financial Planning
Cincinnati,
Ohio
|
$0
|
-$2K
|
0
|
–
|
Closed
|
|
|
1418
|
Cornercap Investment Counsel
Atlanta,
Georgia
|
$0
|
-$169K
|
0
|
–
|
Closed
|
|
|
1419
|
Cottage Street Advisors
Marion,
Massachusetts
|
$0
|
-$220K
|
0
|
–
|
Closed
|
|
|
1420
|
CSS LLC
Chicago,
Illinois
|
$0
|
-$154K
|
0
|
–
|
Closed
|
|
|
1421
|
CTC (Chicago Trading Company)
Chicago,
Illinois
|
$0
|
-$5.74K
|
0
|
–
|
Closed
|
|
|
1422
|
Cynosure Group
Salt Lake City,
Utah
|
$0
|
-$1.89M
|
0
|
–
|
Closed
|
|
|
1423
|
Cypress Capital Management (Delaware)
Greenville,
Delaware
|
$0
|
-$1.71M
|
0
|
–
|
Closed
|
|
|
1424
|
De Burlo Group
Boston,
Massachusetts
|
$0
|
-$17.8K
|
0
|
–
|
Closed
|
|
|
1425
|
DeepCurrents Investment Group
New York
|
$0
|
-$1.34M
|
0
|
–
|
Closed
|
|