|
1976
|
Transamerica Financial Advisors
St. Petersburg,
Florida
|
$1K
|
+$8
|
1
|
0%
|
New
|
|
|
1977
|
Raffa Wealth Management
Washington,
District of Columbia
|
$846
|
-$93K
|
1
|
0%
|
Reduced
|
|
|
1978
|
Kelly Financial Services
Braintree,
Massachusetts
|
$169
|
-$5.62K
|
0
|
–
|
Closed
|
|
|
1979
|
Advent Capital Management
New York
|
$0
|
-$113K
|
0
|
–
|
Closed
|
|
|
1980
|
Advisory Alpha
Holland,
Michigan
|
$0
|
-$17.4K
|
0
|
–
|
Closed
|
|
|
1981
|
Affinity Wealth Management
Wilmington,
Delaware
|
$0
|
-$803K
|
0
|
–
|
Closed
|
|
|
1982
|
Alera Investment Advisors
Deerfield,
Illinois
|
$0
|
-$70K
|
0
|
–
|
Closed
|
|
|
1983
|
Alight Capital Management
New York
|
$0
|
-$2.25M
|
0
|
–
|
Closed
|
|
|
1984
|
Alpine Global Management
New York
|
$0
|
-$121K
|
0
|
–
|
Closed
|
|
|
1985
|
Ameritas Investment Company
Lincoln,
Nebraska
|
$0
|
-$729K
|
0
|
–
|
Closed
|
|
|
1986
|
Arrow Investment Advisors
Laurel,
Maryland
|
$0
|
-$317K
|
0
|
–
|
Closed
|
|
|
1987
|
Ashmore Wealth Management
Wilmington,
Delaware
|
$0
|
-$13.5M
|
0
|
–
|
Closed
|
|
|
1988
|
Asset Planning Services (Pennsylvania)
Harleysville,
Pennsylvania
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1989
|
Assured Investment Management
New York
|
$0
|
-$3.92M
|
0
|
–
|
Closed
|
|
|
1990
|
Azora Capital LP
Miami,
Florida
|
$0
|
-$35.4M
|
0
|
–
|
Closed
|
|
|
1991
|
|
$0
|
-$3.06M
|
0
|
–
|
Closed
|
|
|
1992
|
Bell Rock Capital
Rehoboth Beach,
Delaware
|
$0
|
-$20K
|
0
|
–
|
Closed
|
|
|
1993
|
Bluefin Capital Management
New York
|
$0
|
-$9.2M
|
0
|
–
|
Closed
|
|
|
1994
|
BlueSpruce Investments
Chicago,
Illinois
|
$0
|
-$124M
|
0
|
–
|
Closed
|
|
|
1995
|
Boardman Bay Capital Management
New York
|
$0
|
-$289K
|
0
|
–
|
Closed
|
|
|
1996
|
Bruderman Asset Management
Locust Valley,
New York
|
$0
|
-$137K
|
0
|
–
|
Closed
|
|
|
1997
|
Buffington Mohr McNeal
Boise,
Idaho
|
$0
|
-$52K
|
0
|
–
|
Closed
|
|
|
1998
|
Cable Hill Partners
Portland,
Oregon
|
$0
|
-$38K
|
0
|
–
|
Closed
|
|
|
1999
|
Capital Advisors Ltd
Shaker Heights,
Ohio
|
$0
|
-$67K
|
0
|
–
|
Closed
|
|
|
2000
|
Capital Guardian Trust
Los Angeles,
California
|
$0
|
-$17K
|
0
|
–
|
Closed
|
|