|
1901
|
Capstone Financial Advisors
Downers Grove,
Illinois
|
$0
|
-$6K
|
0
|
–
|
Closed
|
|
|
1902
|
Carlson Capital
Dallas,
Texas
|
$0
|
-$9.27M
|
0
|
–
|
Closed
|
|
|
1903
|
Castle Rock Wealth Management
Walnut Creek,
California
|
$0
|
-$1.05M
|
0
|
–
|
Closed
|
|
|
1904
|
Central Asset Investments & Management Holdings
Hong Kong
|
$0
|
-$544K
|
0
|
–
|
Closed
|
|
|
1905
|
Chartist Inc
Seal Beach,
California
|
$0
|
-$210K
|
0
|
–
|
Closed
|
|
|
1906
|
Chessman Wealth Strategies RIA
Dallas,
Texas
|
$0
|
-$17K
|
0
|
–
|
Closed
|
|
|
1907
|
Chicago Partners Investment Group
Chicago,
Illinois
|
$0
|
-$47K
|
0
|
–
|
Closed
|
|
|
1908
|
Chiron Investment Management
New York
|
$0
|
-$53.3M
|
0
|
–
|
Closed
|
|
|
1909
|
Citizens Business Bank
Ontario,
California
|
$0
|
-$495K
|
0
|
–
|
Closed
|
|
|
1910
|
C.M. Bidwell & Associates
Honolulu,
Hawaii
|
$0
|
-$445K
|
0
|
–
|
Closed
|
|
|
1911
|
Cooper Investors
Melbourne, Victoria,
Australia
|
$0
|
-$10.9M
|
0
|
–
|
Closed
|
|
|
1912
|
C Partners Holding
Zurich,
Switzerland
|
$0
|
-$128K
|
0
|
–
|
Closed
|
|
|
1913
|
Credential Qtrade Securities
Vancouver,
|
$0
|
-$54.4K
|
0
|
–
|
Closed
|
|
|
1914
|
Crosspoint Capital Strategies
Orinda,
California
|
$0
|
-$2.5M
|
0
|
–
|
Closed
|
|
|
1915
|
Csenge Advisory Group
Clearwater,
Florida
|
$0
|
-$20K
|
0
|
–
|
Closed
|
|
|
1916
|
DLD Asset Management
New York
|
$0
|
-$1.68M
|
0
|
–
|
Closed
|
|
|
1917
|
Doheny Asset Management
Los Angeles,
California
|
$0
|
-$218K
|
0
|
–
|
Closed
|
|
|
1918
|
Dynasty Wealth Management
St. Petersburg,
Florida
|
$0
|
-$241K
|
0
|
–
|
Closed
|
|
|
1919
|
EAM Global Investors
Solana Beach,
California
|
$0
|
-$1.08M
|
0
|
–
|
Closed
|
|
|
1920
|
EAM Investors
Solana Beach,
California
|
$0
|
-$1.61M
|
0
|
–
|
Closed
|
|
|
1921
|
Elm Advisors
Burlingame,
California
|
$0
|
-$149K
|
0
|
–
|
Closed
|
|
|
1922
|
Emerald Advisers
Leola,
Pennsylvania
|
$0
|
-$478K
|
0
|
–
|
Closed
|
|
|
1923
|
Emerald Mutual Fund Advisers Trust
Leola,
Pennsylvania
|
$0
|
-$1.65M
|
0
|
–
|
Closed
|
|
|
1924
|
Engle Capital Management
Greenwich,
Connecticut
|
$0
|
-$18.1M
|
0
|
–
|
Closed
|
|
|
1925
|
First National Bank of Omaha
Omaha,
Nebraska
|
$0
|
-$2.05M
|
0
|
–
|
Closed
|
|