|
4301
|
Allium Financial Advisors
Lake Oswego,
Oregon
|
$0
|
-$238K
|
0
|
–
|
Closed
|
|
|
4302
|
Amplius Wealth Advisors
Blue Bell,
Pennsylvania
|
$0
|
-$306K
|
0
|
–
|
Closed
|
|
|
4303
|
Anthracite Investment Company
Fort Worth,
Texas
|
$0
|
-$475K
|
0
|
–
|
Closed
|
|
|
4304
|
Arjuna Capital
Durham,
North Carolina
|
$0
|
-$1.59M
|
0
|
–
|
Closed
|
|
|
4305
|
Aspex Management (HK)
Central,
Hong Kong
|
$0
|
-$135M
|
0
|
–
|
Closed
|
|
|
4306
|
Ausbil Investment Management
Sydney,
Australia
|
$0
|
-$1.06M
|
0
|
–
|
Closed
|
|
|
4307
|
Ballast Inc
Lexington,
Kentucky
|
$0
|
-$220K
|
0
|
–
|
Closed
|
|
|
4308
|
Bannerman Wealth Management Group
Lewisville,
Texas
|
$0
|
-$217K
|
0
|
–
|
Closed
|
|
|
4309
|
Beacon Capital Management LLC (Tennessee)
Franklin,
Tennessee
|
$0
|
-$314K
|
0
|
–
|
Closed
|
|
|
4310
|
Beryl Capital Management
Redondo Beach,
California
|
$0
|
-$8.31M
|
0
|
–
|
Closed
|
|
|
4311
|
Blackston Financial Advisory Group
The Villages,
Florida
|
$0
|
-$208K
|
0
|
–
|
Closed
|
|
|
4312
|
Bosun Asset Management
Chicago,
Illinois
|
$0
|
-$4.63M
|
0
|
–
|
Closed
|
|
|
4313
|
Briaud Financial Planning
College Station,
Texas
|
$0
|
-$124K
|
0
|
–
|
Closed
|
|
|
4314
|
B. Riley Financial
Los Angeles,
California
|
$0
|
-$558K
|
0
|
–
|
Closed
|
|
|
4315
|
Bryce Point Capital
Scarsdale,
New York
|
$0
|
-$171K
|
0
|
–
|
Closed
|
|
|
4316
|
Burr Financial Services
Pleasant Hill,
California
|
$0
|
-$3.41M
|
0
|
–
|
Closed
|
|
|
4317
|
Caldwell Investment Management
Toronto,
Ontario, Canada
|
$0
|
-$1.12M
|
0
|
–
|
Closed
|
|
|
4318
|
Camelot Portfolios
Maumee,
Ohio
|
$0
|
-$87.6K
|
0
|
–
|
Closed
|
|
|
4319
|
Cannon Financial Strategists
Athens,
Georgia
|
$0
|
-$268K
|
0
|
–
|
Closed
|
|
|
4320
|
Capasso Planning Partners
Charleston,
South Carolina
|
$0
|
-$224K
|
0
|
–
|
Closed
|
|
|
4321
|
Capitolis Liquid Global Markets
New York
|
$0
|
-$6.03M
|
0
|
–
|
Closed
|
|
|
4322
|
CarsonAllaria Wealth Management
Glen Carbon,
Illinois
|
$0
|
-$62.3K
|
0
|
–
|
Closed
|
|
|
4323
|
Centerbridge Partners
New York
|
$0
|
-$6.27M
|
0
|
–
|
Closed
|
|
|
4324
|
Centric Wealth Management
Chicago,
Illinois
|
$0
|
-$201K
|
0
|
–
|
Closed
|
|
|
4325
|
Challenger Wealth Management
Aliso Viejo,
California
|
$0
|
-$374K
|
0
|
–
|
Closed
|
|