|
1401
|
Calamos Advisors
Naperville,
Illinois
|
$0
|
-$6.79M
|
0
|
–
|
Closed
|
|
|
1402
|
Calamos Wealth Management
Naperville,
Illinois
|
$0
|
-$2.24M
|
0
|
–
|
Closed
|
|
|
1403
|
Canal Capital Management
Richmond,
Virginia
|
$0
|
-$4.78M
|
0
|
–
|
Closed
|
|
|
1404
|
Capital & Planning LLC
Jonesboro,
Georgia
|
$0
|
-$60.5K
|
0
|
–
|
Closed
|
|
|
1405
|
Capital Research Global Investors
Los Angeles,
California
|
$0
|
-$53.2M
|
0
|
–
|
Closed
|
|
|
1406
|
Caption Management
Oklahoma City,
Oklahoma
|
$0
|
-$3.07M
|
0
|
–
|
Closed
|
|
|
1407
|
Central Asset Investments & Management Holdings
Hong Kong
|
$0
|
-$1.47M
|
0
|
–
|
Closed
|
|
|
1408
|
Certuity
North Palm Beach,
Florida
|
$0
|
-$209K
|
0
|
–
|
Closed
|
|
|
1409
|
Cherrydale Wealth Management
Hoboken,
New Jersey
|
$0
|
-$200K
|
0
|
–
|
Closed
|
|
|
1410
|
Circle Wealth Management
Summit,
New Jersey
|
$0
|
-$1.4M
|
0
|
–
|
Closed
|
|
|
1411
|
Clark Capital Management Group
Philadelphia,
Pennsylvania
|
$0
|
-$33.6M
|
0
|
–
|
Closed
|
|
|
1412
|
Clear Creek Financial Management
Silverdale,
Washington
|
$0
|
-$462K
|
0
|
–
|
Closed
|
|
|
1413
|
Concorde Asset Management
Ann Arbor,
Michigan
|
$0
|
-$415K
|
0
|
–
|
Closed
|
|
|
1414
|
Contravisory Investment Management
Norwell,
Massachusetts
|
$0
|
-$259K
|
0
|
–
|
Closed
|
|
|
1415
|
Cookson Peirce & Co
Pittsburgh,
Pennsylvania
|
$0
|
-$1.35M
|
0
|
–
|
Closed
|
|
|
1416
|
Cooper Financial Group
Irvine,
California
|
$0
|
-$283K
|
0
|
–
|
Closed
|
|
|
1417
|
Country Trust Bank
Bloomington,
Illinois
|
$0
|
-$6.15K
|
0
|
–
|
Closed
|
|
|
1418
|
Crestwood Advisors Group
Boston,
Massachusetts
|
$0
|
-$296K
|
0
|
–
|
Closed
|
|
|
1419
|
Csenge Advisory Group
Clearwater,
Florida
|
$0
|
-$685K
|
0
|
–
|
Closed
|
|
|
1420
|
Curio Wealth
Annapolis,
Maryland
|
$0
|
-$3.05K
|
0
|
–
|
Closed
|
|
|
1421
|
Dara Capital US
Miami,
Florida
|
$0
|
-$760K
|
0
|
–
|
Closed
|
|
|
1422
|
Davis Investment Partners
Charlotte,
North Carolina
|
$0
|
-$217K
|
0
|
–
|
Closed
|
|
|
1423
|
Destiny Wealth Partners
Tavares,
Florida
|
$0
|
-$1.51K
|
0
|
–
|
Closed
|
|
|
1424
|
Dorsey Wright & Associates
Pasadena,
California
|
$0
|
-$1.54M
|
0
|
–
|
Closed
|
|
|
1425
|
Douglass Winthrop Advisors
New York
|
$0
|
-$301K
|
0
|
–
|
Closed
|
|