|
1326
|
Transamerica Financial Advisors
St. Petersburg,
Florida
|
$1K
|
+$32
|
1
|
0%
|
New
|
|
|
1327
|
West Bancorporation
West Des Moines,
Iowa
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1328
|
55I LLC
Boston,
Massachusetts
|
$0
|
-$220K
|
0
|
–
|
Closed
|
|
|
1329
|
Accurate Investment Solutions
Seven Fields,
Pennsylvania
|
$0
|
-$20K
|
0
|
–
|
Closed
|
|
|
1330
|
Advisors Capital Management
Ridgewood,
New Jersey
|
$0
|
-$2.19M
|
0
|
–
|
Closed
|
|
|
1331
|
Advisory Alpha
Holland,
Michigan
|
$0
|
-$4.59K
|
0
|
–
|
Closed
|
|
|
1332
|
Aequim Alternative Investments
Mill Valley,
California
|
$0
|
-$372K
|
0
|
–
|
Closed
|
|
|
1333
|
AGF Investments Inc
Toronto,
Ontario, Canada
|
$0
|
-$102K
|
0
|
–
|
Closed
|
|
|
1334
|
AGF Investments LLC
Toronto,
Ontario, Canada
|
$0
|
-$272K
|
0
|
–
|
Closed
|
|
|
1335
|
AJ Wealth Strategies
New York
|
$0
|
-$272K
|
0
|
–
|
Closed
|
|
|
1336
|
AllSquare Wealth Management
Albany,
New York
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1337
|
AlphaCore Capital
La Jolla,
California
|
$0
|
-$4K
|
0
|
–
|
Closed
|
|
|
1338
|
Alpha Wave Global
New York
|
$0
|
-$18.1M
|
0
|
–
|
Closed
|
|
|
1339
|
America First Investment Advisors
Omaha,
Nebraska
|
$0
|
-$10K
|
0
|
–
|
Closed
|
|
|
1340
|
American Assets Investment Management
San Diego,
California
|
$0
|
-$411K
|
0
|
–
|
Closed
|
|
|
1341
|
Ameritas Investment Company
Lincoln,
Nebraska
|
$0
|
-$25K
|
0
|
–
|
Closed
|
|
|
1342
|
|
$0
|
-$128K
|
0
|
–
|
Closed
|
|
|
1343
|
Arden Trust
Wilmington,
Delaware
|
$0
|
-$169K
|
0
|
–
|
Closed
|
|
|
1344
|
Aristides Capital
Louisville,
Kentucky
|
$0
|
-$210K
|
0
|
–
|
Closed
|
|
|
1345
|
Arlington Partners
Birmingham,
Alabama
|
$0
|
-$2K
|
0
|
–
|
Closed
|
|
|
1346
|
Artisan Partners
Milwaukee,
Wisconsin
|
$0
|
-$41.1M
|
0
|
–
|
Closed
|
|
|
1347
|
Atalanta Sosnoff Capital
New York
|
$0
|
-$6.71M
|
0
|
–
|
Closed
|
|
|
1348
|
Atlas Private Wealth Management
Albany,
New York
|
$0
|
-$6K
|
0
|
–
|
Closed
|
|
|
1349
|
AUA Capital Management
Camp Hill,
Pennsylvania
|
$0
|
-$46.5K
|
0
|
–
|
Closed
|
|
|
1350
|
Bainco International Investors
Boston,
Massachusetts
|
$0
|
-$8K
|
0
|
–
|
Closed
|
|