|
1426
|
|
$0
|
-$10.2M
|
0
|
–
|
Closed
|
|
|
1427
|
OTA Financial Group
Purchase,
New York
|
$0
|
-$297K
|
0
|
–
|
Closed
|
|
|
1428
|
Pacific Center for Financial Services
San Ramon,
California
|
$0
|
-$2K
|
0
|
–
|
Closed
|
|
|
1429
|
Picton Mahoney Asset Management
Toronto,
Ontario, Canada
|
$0
|
-$1.94M
|
0
|
–
|
Closed
|
|
|
1430
|
Pittenger & Anderson Inc
Lincoin,
Nebraska
|
$0
|
$0
|
2
|
0%
|
Maintained
|
|
|
1431
|
Portolan Capital Management
Boston,
Massachusetts
|
$0
|
-$8.87M
|
0
|
–
|
Closed
|
|
|
1432
|
Prentice Wealth Management
Rochester,
New York
|
$0
|
-$4K
|
0
|
–
|
Closed
|
|
|
1433
|
Proffitt & Goodson
Knoxville,
Tennessee
|
$0
|
$0
|
2
|
0%
|
Maintained
|
|
|
1434
|
Providence Capital Advisors
Charlotte,
North Carolina
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1435
|
Psagot Value Holdings
Tel Aviv,
Israel
|
$0
|
-$617K
|
0
|
–
|
Closed
|
|
|
1436
|
Pura Vida Investments
New York
|
$0
|
-$40.4M
|
0
|
–
|
Closed
|
|
|
1437
|
QP Wealth Management
Eatontown,
New Jersey
|
$0
|
-$576K
|
0
|
–
|
Closed
|
|
|
1438
|
Quadrature Capital
London,
United Kingdom
|
$0
|
-$5.33M
|
0
|
–
|
Closed
|
|
|
1439
|
Quilter Plc
London,
United Kingdom
|
$0
|
-$128K
|
0
|
–
|
Closed
|
|
|
1440
|
Ranch Capital Advisors
Sarasota,
Florida
|
$0
|
-$73K
|
0
|
–
|
Closed
|
|
|
1441
|
Ratan Capital Management
Miami Beach,
Florida
|
$0
|
-$3.22M
|
0
|
–
|
Closed
|
|
|
1442
|
Rather & Kittrell
Knoxville,
Tennessee
|
$0
|
+$630
|
1
|
0%
|
New
|
|
|
1443
|
RBC Europe
London,
United Kingdom
|
$0
|
-$165K
|
1
|
0%
|
Reduced
|
|
|
1444
|
Red Tortoise LLC
Atlanta,
Georgia
|
$0
|
-$1K
|
0
|
–
|
Closed
|
|
|
1445
|
Robbins Farley
Bedford,
New Hampshire
|
$0
|
-$12K
|
0
|
–
|
Closed
|
|
|
1446
|
Robertson Stephens Wealth Management
San Francisco,
California
|
$0
|
-$15K
|
0
|
–
|
Closed
|
|
|
1447
|
Roble Belko & Company
Sewickley,
Pennsylvania
|
$0
|
$0
|
3
|
0%
|
Maintained
|
|
|
1448
|
Roosevelt Investment Group
New York
|
$0
|
-$293K
|
0
|
–
|
Closed
|
|
|
1449
|
RPG Investment Advisory
Pleasanton,
California
|
$0
|
-$51K
|
0
|
–
|
Closed
|
|
|
1450
|
Sage Mountain Advisors
Atlanta,
Georgia
|
$0
|
-$121K
|
0
|
–
|
Closed
|
|