|
1351
|
Modus Advisors
Excelsior,
Minnesota
|
$0
|
-$343K
|
0
|
–
|
Closed
|
|
|
1352
|
Monashee Investment Management
Boston,
Massachusetts
|
$0
|
-$7.39M
|
0
|
–
|
Closed
|
|
|
1353
|
MorganRosel Wealth Management
Highlands Ranch,
Colorado
|
$0
|
-$15K
|
0
|
–
|
Closed
|
|
|
1354
|
|
$0
|
-$66K
|
0
|
–
|
Closed
|
|
|
1355
|
NKCFO LLC
Geneva,
Illinois
|
$0
|
-$144K
|
0
|
–
|
Closed
|
|
|
1356
|
NN Investment Partners Holdings
The Hague,
Netherlands
|
$0
|
-$2.4M
|
0
|
–
|
Closed
|
|
|
1357
|
Ogorek Anthony Joseph
Williamsville,
New York
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1358
|
Pallas Capital Advisors
Braintree,
Massachusetts
|
$0
|
-$286K
|
0
|
–
|
Closed
|
|
|
1359
|
Pantheon Investment Group
Sierra Madre,
California
|
$0
|
-$571K
|
0
|
–
|
Closed
|
|
|
1360
|
Paradigm Strategies in Wealth Management
Maple Grove,
Minnesota
|
$0
|
-$3K
|
0
|
–
|
Closed
|
|
|
1361
|
Paragon Wealth Strategies
Jacksonville,
Florida
|
$0
|
-$27K
|
0
|
–
|
Closed
|
|
|
1362
|
Parisi Gray Wealth Management
Mendham,
New Jersey
|
$0
|
-$115K
|
0
|
–
|
Closed
|
|
|
1363
|
Peconic Partners
New York
|
$0
|
-$971K
|
0
|
–
|
Closed
|
|
|
1364
|
Pendal Group
Sydney,
Australia
|
$0
|
-$286K
|
0
|
–
|
Closed
|
|
|
1365
|
Perennial Advisors
New York
|
$0
|
-$28K
|
0
|
–
|
Closed
|
|
|
1366
|
Personal Wealth Partners
Bloomington,
Minnesota
|
$0
|
-$82K
|
0
|
–
|
Closed
|
|
|
1367
|
PFS Investments
Duluth,
Georgia
|
$0
|
-$449K
|
0
|
–
|
Closed
|
|
|
1368
|
Pinnacle Associates
New York
|
$0
|
-$441K
|
0
|
–
|
Closed
|
|
|
1369
|
Pittenger & Anderson Inc
Lincoin,
Nebraska
|
$0
|
$0
|
2
|
0%
|
Maintained
|
|
|
1370
|
Prentice Capital Management
Greenwich,
Connecticut
|
$0
|
-$30.1M
|
0
|
–
|
Closed
|
|
|
1371
|
Prime Capital Investment Advisors
Overland Park,
Kansas
|
$0
|
-$222K
|
0
|
–
|
Closed
|
|
|
1372
|
Professional Advisory Services
Vero Beach,
Florida
|
$0
|
-$361K
|
0
|
–
|
Closed
|
|
|
1373
|
Proffitt & Goodson
Knoxville,
Tennessee
|
$0
|
$0
|
2
|
0%
|
Maintained
|
|
|
1374
|
Providence Capital Advisors
Charlotte,
North Carolina
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1375
|
PRW Wealth Management
Quincy,
Massachusetts
|
$0
|
-$311K
|
0
|
–
|
Closed
|
|