|
101
|
Credit Suisse
Zurich,
Switzerland
|
$0
|
-$222K
|
0
|
–
|
Closed
|
|
|
102
|
Edge Wealth Management
New York
|
$0
|
-$1K
|
0
|
–
|
Closed
|
|
|
103
|
First Heartland Consultants
Lake St. Louis,
Missouri
|
$0
|
-$26K
|
0
|
–
|
Closed
|
|
|
104
|
G2 Investment Partners Management
New York
|
$0
|
-$906K
|
0
|
–
|
Closed
|
|
|
105
|
Joseph P. Lucia & Associates
Yorktown Heights,
New York
|
$0
|
$0
|
0
|
–
|
Closed
|
|
|
106
|
Macroview Investment Management
Bethesda,
Maryland
|
$0
|
-$5K
|
0
|
–
|
Closed
|
|
|
107
|
Plante Moran Financial Advisors
Southfield,
Michigan
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
108
|
Private Advisor Group
Morristown,
New Jersey
|
$0
|
-$1K
|
0
|
–
|
Closed
|
|
|
109
|
RWA Wealth Partners
Newton,
Massachusetts
|
$0
|
-$24K
|
0
|
–
|
Closed
|
|
|
110
|
Sargent Bickham Lagudis
Boulder,
Colorado
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
111
|
SignatureFD
Atlanta,
Georgia
|
$0
|
-$2K
|
1
|
0%
|
Reduced
|
|
|
112
|
TCI Wealth Advisors
Tucson,
Arizona
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
113
|
TownSquare Capital
Provo,
Utah
|
$0
|
-$84K
|
0
|
–
|
Closed
|
|
|
114
|
Two Sigma Securities
New York
|
$0
|
-$29K
|
0
|
–
|
Closed
|
|
|
115
|
Valeo Financial Advisors
Carmel,
Indiana
|
$0
|
+$338
|
1
|
0%
|
New
|
|
|
116
|
Venture Visionary Partners
Sylvania,
Ohio
|
$0
|
-$22K
|
0
|
–
|
Closed
|
|