|
51
|
Catalyst Capital Advisors
Huntington,
New York
|
$4K
|
$0
|
1
|
0%
|
Maintained
|
|
|
52
|
Federation des caisses Desjardins du Quebec
Levis,
Quebec, Canada
|
$2.9K
|
$0
|
1
|
0%
|
Maintained
|
|
|
53
|
Bank of America
Charlotte,
North Carolina
|
$2K
|
-$13.9K
|
5
|
0%
|
Reduced
|
|
|
54
|
Group One Trading
Chicago,
Illinois
|
$2K
|
-$3.95K
|
2
|
0%
|
Reduced
|
|
|
55
|
Reilly Financial Advisors
La Mesa,
California
|
$2K
|
$0
|
1
|
0%
|
Maintained
|
|
|
56
|
Advisor Group
Phoenix,
Arizona
|
$1K
|
+$100
|
2
|
0%
|
Increased
|
|
|
57
|
|
$1K
|
+$1.33K
|
1
|
0%
|
New
|
|
|
58
|
SeaCrest Wealth Management
Purchase,
New York
|
$1K
|
+$120
|
2
|
0%
|
Increased
|
|
|
59
|
RBC Europe
London,
United Kingdom
|
$755
|
$0
|
1
|
0%
|
Maintained
|
|
|
60
|
BNP Paribas Financial Markets
Paris,
France
|
$318
|
$0
|
1
|
0%
|
Maintained
|
|
|
61
|
Advisory Services Network
Atlanta,
Georgia
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
62
|
Avantax Planning Partners
Dubuque,
Iowa
|
$0
|
-$1K
|
0
|
–
|
Closed
|
|
|
63
|
Bard Associates
Chicago,
Illinois
|
$0
|
-$8K
|
0
|
–
|
Closed
|
|
|
64
|
Bar Harbor Wealth Management
Concord,
New Hampshire
|
$0
|
-$5K
|
0
|
–
|
Closed
|
|
|
65
|
Capital Investment Advisory Services
Raleigh,
North Carolina
|
$0
|
+$36
|
1
|
0%
|
New
|
|
|
66
|
Capstone Financial Advisors
Downers Grove,
Illinois
|
$0
|
-$6K
|
0
|
–
|
Closed
|
|
|
67
|
Edge Wealth Management
New York
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
68
|
Flagship Harbor Advisors
Boston,
Massachusetts
|
$0
|
$0
|
2
|
0%
|
Maintained
|
|
|
69
|
Global Wealth Management Investment Advisory
Fort Lauderdale,
Florida
|
$0
|
+$151
|
1
|
0%
|
New
|
|
|
70
|
|
$0
|
-$112K
|
0
|
–
|
Closed
|
|
|
71
|
Krane Funds Advisors
New York
|
$0
|
-$579K
|
0
|
–
|
Closed
|
|
|
72
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$0
|
-$1K
|
1
|
0%
|
Reduced
|
|
|
73
|
Mainstay Capital Management
Grand Blanc,
Michigan
|
$0
|
-$4K
|
0
|
–
|
Closed
|
|
|
74
|
McIlrath & Eck
Arlington,
Washington
|
$0
|
$0
|
0
|
–
|
Closed
|
|
|
75
|
MGO One Seven
Beachwood,
Ohio
|
$0
|
+$222
|
1
|
0%
|
New
|
|