|
476
|
Global X Management Company
New York
|
$5K
|
+$4.49K
|
1
|
0%
|
New
|
|
|
477
|
Isthmus Partners
Madison,
Wisconsin
|
$5K
|
+$4.8K
|
1
|
0%
|
New
|
|
|
478
|
|
$4K
|
+$3.52K
|
1
|
0%
|
New
|
|
|
479
|
Enterprise Financial Services Corp (EFSC)
Clayton,
Missouri
|
$3K
|
$0
|
1
|
0%
|
Maintained
|
|
|
480
|
TCI Wealth Advisors
Tucson,
Arizona
|
$3K
|
$0
|
1
|
0%
|
Maintained
|
|
|
481
|
Howe & Rusling
Rochester,
New York
|
$2K
|
$0
|
1
|
0%
|
Maintained
|
|
|
482
|
Thompson Davis & Co
Richmond,
Virginia
|
$1K
|
-$10.4K
|
1
|
0%
|
Reduced
|
|
|
483
|
AO Asset Management
New York
|
$0
|
-$18.3M
|
0
|
–
|
Closed
|
|
|
484
|
Arrowgrass Capital Partners (US)
Dover,
Delaware
|
$0
|
-$16.6M
|
0
|
–
|
Closed
|
|
|
485
|
Calamos Advisors
Naperville,
Illinois
|
$0
|
-$22.3M
|
0
|
–
|
Closed
|
|
|
486
|
Calamos Wealth Management
Naperville,
Illinois
|
$0
|
-$575K
|
0
|
–
|
Closed
|
|
|
487
|
Calvert Investment Management
Bethesda,
Maryland
|
$0
|
-$427K
|
0
|
–
|
Closed
|
|
|
488
|
Carroll Financial Associates
Charlotte,
North Carolina
|
$0
|
-$7K
|
0
|
–
|
Closed
|
|
|
489
|
Clean Yield Group
Norwich,
Vermont
|
$0
|
-$45K
|
0
|
–
|
Closed
|
|
|
490
|
Connor, Clark & Lunn Investment Management (CC&L)
Vancouver,
British Columbia, Canada
|
$0
|
-$614K
|
0
|
–
|
Closed
|
|
|
491
|
CQS Cayman
Camana Bay, Grand Cayman,
Cayman Islands
|
$0
|
-$979K
|
0
|
–
|
Closed
|
|
|
492
|
Creative Planning
Overland Park,
Kansas
|
$0
|
-$718K
|
0
|
–
|
Closed
|
|
|
493
|
Deane Retirement Strategies
New Orleans,
Louisiana
|
$0
|
-$10.7M
|
1
|
0%
|
Reduced
|
|
|
494
|
Espalier Global Management
New York
|
$0
|
-$2.92M
|
0
|
–
|
Closed
|
|
|
495
|
EverPoint Asset Management
Stamford,
Connecticut
|
$0
|
-$1.83M
|
0
|
–
|
Closed
|
|
|
496
|
FineMark National Bank & Trust
Fort Myers,
Florida
|
$0
|
-$29K
|
0
|
–
|
Closed
|
|
|
497
|
Forward Management
San Francisco,
California
|
$0
|
-$73K
|
0
|
–
|
Closed
|
|
|
498
|
Granite Point Capital Management
Boston,
Massachusetts
|
$0
|
-$2.63M
|
0
|
–
|
Closed
|
|
|
499
|
HBK Investments
Dallas,
Texas
|
$0
|
-$2.36M
|
0
|
–
|
Closed
|
|
|
500
|
Intersect Capital
San Ramon,
California
|
$0
|
-$3K
|
0
|
–
|
Closed
|
|