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State Street SPDR S&P Retail ETF

113 hedge funds and large institutions have $1.74B invested in State Street SPDR S&P Retail ETF in 2016 Q4 according to their latest regulatory filings, with 39 funds opening new positions, 25 increasing their positions, 33 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

355.42% more ownership

Funds ownership: 217.53%572.95% (+355%)

200% more funds holding in top 10

Funds holding in top 10: 13 (+2)

105% more first-time investments, than exits

New positions opened: 39 | Existing positions closed: 19

38% more capital invested

Capital invested by funds: $1.26B → $1.74B (+$478M)

18% more funds holding

Funds holding: 96113 (+17)

24% less repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 33

61% less call options, than puts

Call options by funds: $353M | Put options by funds: $900M

Holders
113
Holders Change
+17
Holders Change %
+17.71%
% of All Funds
2.83%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.07%
New
39
Increased
25
Reduced
33
Closed
19
Calls
$353M
Puts
$900M
Net Calls
-$547M
Net Calls Change
-$236M
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$553M +$376M +8,449,801 +206%
Goldman Sachs
2
Goldman Sachs
New York
$155M +$34.9M +785,154 +29%
Citigroup
3
Citigroup
New York
$140M -$120M -2,701,642 -46%
BNP Paribas Financial Markets
4
BNP Paribas Financial Markets
France
$103M -$36.8M -826,880 -26%
JP Morgan Chase
5
JP Morgan Chase
New York
$103M +$38.2M +858,834 +58%
CS
6
Credit Suisse
Switzerland
$102M +$30.9M +695,454 +43%
UBS Group
7
UBS Group
Switzerland
$99.3M -$16M -359,305 -14%
Barclays
8
Barclays
United Kingdom
$78.2M +$73M +1,640,678 +1,226%
Nomura Holdings
9
Nomura Holdings
Japan
$61.2M +$54.6M +1,227,061 +808%
Wells Fargo
10
Wells Fargo
California
$54.4M -$15.5M -348,735 -22%
Bank of America
11
Bank of America
North Carolina
$47.8M -$13.4M -301,045 -22%
SWA
12
SFMG Wealth Advisors
Texas
$25.8M +$26M +585,657 New
PAMP
13
Polar Asset Management Partners
Ontario, Canada
$24.4M +$24.6M +553,200 New
N
14
Natixis
France
$22.1M +$13.3M +300,000 +150%
AllianceBernstein
15
AllianceBernstein
Tennessee
$16.4M -$4.58M -102,969 -22%
SG Americas Securities
16
SG Americas Securities
New York
$15.3M +$14.1M +318,085 +1,126%
ACM
17
Aviance Capital Management
Florida
$12M -$1.79M -40,186 -13%
TH
18
Timber Hill
Connecticut
$8.86M -$8.08M -181,711 -47%
Squarepoint
19
Squarepoint
New York
$8.36M -$3.94M -88,553 -32%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$7.92M -$24.1M -540,823 -75%
BS
21
Banco Santander
Spain
$7.49M +$7.56M +170,000 New
UCFA
22
United Capital Financial Advisors
Texas
$6.76M -$47.9K -1,077 -0.7%
PP
23
PDT Partners
New York
$5.39M +$133K +2,984 +2%
QF
24
QVT Financial
New York
$5.21M +$5.26M +118,270 New
PSW
25
Portfolio Strategies (Washington)
Washington
$5.11M +$5.16M +115,988 New

XRT Hedge Fund Activity: Q4 2016 in Review

113 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P Retail ETF (XRT) for Q4 2016, worth a combined $1.74B — up 38% from $1.26B a quarter earlier.

Buyers outnumbered sellers: 39 funds opened new XRT positions and 19 closed out — a net gain of 20 holders — while 25 added to existing stakes and 33 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $376M. The largest seller was Citigroup, cutting an estimated $120M.

  • 113 institutional investors held State Street SPDR S&P Retail ETF (XRT) as of Q4 2016, up from 96 in Q3 2016.
  • Funds reported $1.74B of State Street SPDR S&P Retail ETF stock for Q4 2016, up 38% quarter-over-quarter.
  • 39 funds opened new State Street SPDR S&P Retail ETF positions in Q4 2016 and 19 closed out, a net change of +20 holders.
  • The largest State Street SPDR S&P Retail ETF buyer in Q4 2016 was Morgan Stanley, an estimated $376M added.
  • The largest State Street SPDR S&P Retail ETF seller in Q4 2016 was Citigroup, an estimated $120M sold.

Based on aggregated 13F filings for Q4 2016.