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State Street Utilities Select Sector SPDR ETF

388 hedge funds and large institutions have $6.57B invested in State Street Utilities Select Sector SPDR ETF in 2014 Q3 according to their latest regulatory filings, with 28 funds opening new positions, 138 increasing their positions, 159 reducing their positions, and 43 closing their positions.

New
Increased
Maintained
Reduced
Closed

24.8% more ownership

Funds ownership: 210.23%235.03% (+25%)

4% less funds holding

Funds holding: 404388 (-16)

10% less capital invested

Capital invested by funds: $7.26B → $6.57B (-$690M)

13% less repeat investments, than reductions

Existing positions increased: 138 | Existing positions reduced: 159

35% less first-time investments, than exits

New positions opened: 28 | Existing positions closed: 43

45% less funds holding in top 10

Funds holding in top 10: 2916 (-13)

50% less call options, than puts

Call options by funds: $288M | Put options by funds: $581M

Holders
388
Holders Change
-16
Holders Change %
-3.96%
% of All Funds
11.26%
Holding in Top 10
16
Holding in Top 10 Change
-13
Holding in Top 10 Change %
-44.83%
% of All Funds
0.46%
New
28
Increased
138
Reduced
159
Closed
43
Calls
$288M
Puts
$581M
Net Calls
-$292M
Net Calls Change
-$151M
Name Holding Trade Value Shares
Change
Change in
Stake
CC
151
Callan Capital
California
$1.27M -$6.99K -330 -0.5%
RMC
152
Regis Management Company
California
$1.27M +$5.34K +252 +0.4%
NL
153
NWAM LLC
Washington
$1.26M +$62K +2,928 +5%
Natixis Advisors
154
Natixis Advisors
Massachusetts
$1.24M -$7.71K -364 -0.6%
TSWM
155
Triangle Securities Wealth Management
North Carolina
$1.22M -$31.4K -1,480 -2%
RJFSA
156
Raymond James Financial Services Advisors
Florida
$1.22M -$6.17M -291,122 -83%
HSBC Holdings
157
HSBC Holdings
United Kingdom
$1.2M -$12.9M -607,634 -91%
M&T Bank
158
M&T Bank
New York
$1.19M +$598K +28,214 +99%
SIM
159
SSI Investment Management
California
$1.19M -$1.27K -60 -0.1%
FMBTD
160
First Midwest Bank Trust Division
Illinois
$1.17M +$5.08K +240 +0.4%
Brown Advisory
161
Brown Advisory
Maryland
$1.16M -$33.9K -1,600 -3%
PGFC
162
Peapack-Gladstone Financial Corp
New Jersey
$1.16M -$10.6K -500 -0.9%
PWW
163
Pettyjohn Wood & White
Virginia
$1.15M -$12.7K -600 -1%
BCM
164
BTR Capital Management
California
$1.15M -$30.9K -1,460 -3%
VKH
165
Virtu KCG Holdings
New York
$1.14M +$834K +39,354 +268%
HighTower Advisors
166
HighTower Advisors
Illinois
$1.14M +$213K +10,068 +23%
FANJ
167
Financial Architects (New Jersey)
New Jersey
$1.13M +$636 +30 +0.1%
CB
168
Commerce Bank
Missouri
$1.1M +$144K +6,790 +15%
RFC
169
Regions Financial Corp
Alabama
$1.1M -$90.6K -4,278 -8%
PP
170
Patten & Patten
Tennessee
$1.08M +$43.6K +2,056 +4%
PFPT
171
Pinnacle Financial Partners (Tennessee)
Tennessee
$1.08M +$357K +16,830 +49%
FBNAT
172
FirstMerit Bank N.A. Trustee
Ohio
$1.07M -$28.8K -1,358 -3%
WA
173
WFG Advisors
Texas
$1.04M +$17.5K +826 +2%
BF
174
BOK Financial
Oklahoma
$1.03M -$42.6K -2,010 -4%
SAM
175
Securian Asset Management
Minnesota
$1.01M

XLU Hedge Fund Activity: Q3 2014 in Review

388 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in State Street Utilities Select Sector SPDR ETF (XLU) for Q3 2014, worth a combined $6.57B — down 9.5% from $7.26B a quarter earlier.

Sellers outnumbered buyers: 43 funds closed out of XLU and 28 opened new positions — a net loss of 15 holders — while 159 trimmed existing stakes and 138 added.

The largest buyer was Citigroup, adding an estimated $157M. The largest seller was Euclid Advisors, exiting entirely with an estimated $516M sold.

  • 388 institutional investors held State Street Utilities Select Sector SPDR ETF (XLU) as of Q3 2014, down from 404 in Q2 2014.
  • Funds reported $6.57B of State Street Utilities Select Sector SPDR ETF stock for Q3 2014, down 9.5% quarter-over-quarter.
  • 28 funds opened new State Street Utilities Select Sector SPDR ETF positions in Q3 2014 and 43 closed out, a net change of -15 holders.
  • The largest State Street Utilities Select Sector SPDR ETF buyer in Q3 2014 was Citigroup, an estimated $157M added.
  • The largest State Street Utilities Select Sector SPDR ETF seller in Q3 2014 was Euclid Advisors, an estimated $516M sold.

Based on aggregated 13F filings for Q3 2014.