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State Street Utilities Select Sector SPDR ETF

330 hedge funds and large institutions have $3.71B invested in State Street Utilities Select Sector SPDR ETF in 2013 Q3 according to their latest regulatory filings, with 41 funds opening new positions, 92 increasing their positions, 151 reducing their positions, and 52 closing their positions.

New
Increased
Maintained
Reduced
Closed

106% more call options, than puts

Call options by funds: $1.33B | Put options by funds: $647M

4% less funds holding

Funds holding: 345330 (-15)

6% less capital invested

Capital invested by funds: $3.96B → $3.71B (-$252M)

6.97% less ownership

Funds ownership: 148.46%141.49% (-7%)

21% less first-time investments, than exits

New positions opened: 41 | Existing positions closed: 52

32% less funds holding in top 10

Funds holding in top 10: 1913 (-6)

39% less repeat investments, than reductions

Existing positions increased: 92 | Existing positions reduced: 151

Holders
330
Holders Change
-15
Holders Change %
-4.35%
% of All Funds
10.7%
Holding in Top 10
13
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-31.58%
% of All Funds
0.42%
New
41
Increased
92
Reduced
151
Closed
52
Calls
$1.33B
Puts
$647M
Net Calls
+$686M
Net Calls Change
+$760M
Name Holding Trade Value Shares
Change
Change in
Stake
PGFC
151
Peapack-Gladstone Financial Corp
New Jersey
$1.06M -$38.3K -2,010 -3%
ABC
152
Associated Banc-Corp
Wisconsin
$1.06M -$185K -9,736 -15%
BCM
153
BTR Capital Management
California
$1.05M -$40.4K -2,120 -4%
OC
154
Oppenheimer & Co
New York
$1.05M -$174K -9,138 -14%
FHA
155
First Horizon Advisors
Tennessee
$1.03M +$1.05M +55,150 New
Brown Advisory
156
Brown Advisory
Maryland
$1.03M -$114K -6,000 -10%
MBT
157
Montecito Bank & Trust
California
$996K -$148K -7,786 -13%
SA
158
Strategic Advisors
New York
$996K -$76.2K -3,998 -7%
SC
159
Scotia Capital
Ontario, Canada
$975K +$995K +52,200 New
PP
160
Patten & Patten
Tennessee
$959K -$43.8K -2,300 -4%
MFIMFI
161
Mesirow Financial Investment Management - Fixed Income
Illinois
$953K +$728K +38,200 +298%
SNC
162
Stifel Nicolaus & Co
Missouri
$951K +$411K +21,578 +74%
Bank of New York Mellon
163
Bank of New York Mellon
New York
$938K +$183K +9,580 +24%
FNT
164
First National Trust
Pennsylvania
$934K +$21.5K +1,128 +2%
FBNAT
165
FirstMerit Bank N.A. Trustee
Ohio
$922K +$29.1K +1,526 +3%
Natixis Advisors
166
Natixis Advisors
Massachusetts
$898K -$468K -24,568 -34%
SAM
167
Securian Asset Management
Minnesota
$897K
WCM
168
Windsor Capital Management
Arizona
$884K -$189K -9,946 -17%
HSBC Holdings
169
HSBC Holdings
United Kingdom
$867K -$188K -9,850 -18%
PAG
170
Pinnacle Advisory Group
Maryland
$858K -$38.1K -2,000 -4%
VFS
171
VSR Financial Services
Kansas
$844K -$129K -6,794 -13%
BSB
172
Bangor Savings Bank
Maine
$838K +$22.6K +1,186 +3%
CCM
173
Chilton Capital Management
Texas
$823K
BOS
174
Bingham Osborn & Scarborough
California
$817K
ASN
175
Advisory Services Network
Georgia
$808K -$49.1K -2,578 -6%

XLU Hedge Fund Activity: Q3 2013 in Review

330 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in State Street Utilities Select Sector SPDR ETF (XLU) for Q3 2013, worth a combined $3.71B — down 6.4% from $3.96B a quarter earlier.

Sellers outnumbered buyers: 52 funds closed out of XLU and 41 opened new positions — a net loss of 11 holders — while 151 trimmed existing stakes and 92 added.

The largest buyer was Barclays, adding an estimated $222M. The largest seller was Commerzbank Aktiengesellschaft, cutting an estimated $229M.

  • 330 institutional investors held State Street Utilities Select Sector SPDR ETF (XLU) as of Q3 2013, down from 345 in Q2 2013.
  • Funds reported $3.71B of State Street Utilities Select Sector SPDR ETF stock for Q3 2013, down 6.4% quarter-over-quarter.
  • 41 funds opened new State Street Utilities Select Sector SPDR ETF positions in Q3 2013 and 52 closed out, a net change of -11 holders.
  • The largest State Street Utilities Select Sector SPDR ETF buyer in Q3 2013 was Barclays, an estimated $222M added.
  • The largest State Street Utilities Select Sector SPDR ETF seller in Q3 2013 was Commerzbank Aktiengesellschaft, an estimated $229M sold.

Based on aggregated 13F filings for Q3 2013.