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State Street Utilities Select Sector SPDR ETF

502 hedge funds and large institutions have $6.52B invested in State Street Utilities Select Sector SPDR ETF in 2016 Q3 according to their latest regulatory filings, with 54 funds opening new positions, 133 increasing their positions, 214 reducing their positions, and 77 closing their positions.

New
Increased
Maintained
Reduced
Closed

18.69% more ownership

Funds ownership: 149.36%168.05% (+19%)

4% more capital invested

Capital invested by funds: $6.26B → $6.52B (+$257M)

6% less funds holding

Funds holding: 534502 (-32)

30% less first-time investments, than exits

New positions opened: 54 | Existing positions closed: 77

38% less repeat investments, than reductions

Existing positions increased: 133 | Existing positions reduced: 214

43% less funds holding in top 10

Funds holding in top 10: 4023 (-17)

62% less call options, than puts

Call options by funds: $600M | Put options by funds: $1.6B

Holders
502
Holders Change
-32
Holders Change %
-5.99%
% of All Funds
13.39%
Holding in Top 10
23
Holding in Top 10 Change
-17
Holding in Top 10 Change %
-42.5%
% of All Funds
0.61%
New
54
Increased
133
Reduced
214
Closed
77
Calls
$600M
Puts
$1.6B
Net Calls
-$996M
Net Calls Change
-$581M
Name Holding Trade Value Shares
Change
Change in
Stake
Janney Montgomery Scott
76
Janney Montgomery Scott
Pennsylvania
$7.28M +$7.55M +297,238 New
NCM
77
Nelson Capital Management
California
$7.22M +$31.1K +1,224 +0.4%
Sumitomo Mitsui Trust Group
78
Sumitomo Mitsui Trust Group
Japan
$7.13M
JG
79
Jefferies Group
New York
$7.11M -$5.22M -205,784 -41%
SB
80
Suntrust Banks
Georgia
$6.91M +$4.26M +167,662 +147%
Canada Life
81
Canada Life
Manitoba, Canada
$6.55M +$6.75M +265,912 New
HFS
82
HL Financial Services
Kentucky
$6.54M -$281K -11,066 -4%
JFG
83
Jefferies Financial Group
New York
$6.42M +$3.08M +121,388 +84%
SM
84
Seminole Management
New York
$6.2M -$15M -591,628 -70%
Edgewood Management
85
Edgewood Management
Connecticut
$6.16M -$93.4K -3,678 -1%
BRCM
86
Bright Rock Capital Management
Massachusetts
$5.88M +$6.09M +240,000 New
IA
87
IFP Advisors
Florida
$5.84M +$2.25M +88,546 +59%
UF
88
Univest Financial
Pennsylvania
$5.62M -$4.67K -184 -0.1%
HF
89
HRT Financial
New York
$5.38M +$3.54M +139,452 +174%
CIBC World Market
90
CIBC World Market
Ontario, Canada
$5.15M -$330K -12,996 -6%
MC
91
Martin & Co
Tennessee
$5.13M -$14K -550 -0.3%
PP
92
PDT Partners
New York
$5.05M +$5.23M +206,030 New
AssetMark Inc
93
AssetMark Inc
California
$4.99M +$316K +12,456 +7%
Stifel Financial
94
Stifel Financial
Missouri
$4.96M -$1.06M -41,586 -17%
TAM
95
Tocqueville Asset Management
New York
$4.96M -$2.03M -80,090 -28%
BFA
96
Beaumont Financial Advisors
Massachusetts
$4.95M -$1.21M -47,482 -19%
CG
97
Cutler Group
California
$4.85M +$5.03M +198,146 New
HJA
98
Hugh Johnson Advisors
New York
$4.63M -$50.6K -1,992 -1%
FM
99
Forward Management
California
$4.58M +$463K +18,236 +11%
NMIFOAC
100
National Mutual Insurance Federation of Agricultural Cooperatives
Japan
$4.36M

XLU Hedge Fund Activity: Q3 2016 in Review

502 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in State Street Utilities Select Sector SPDR ETF (XLU) for Q3 2016, worth a combined $6.52B — up 4.1% from $6.26B a quarter earlier.

Sellers outnumbered buyers: 77 funds closed out of XLU and 54 opened new positions — a net loss of 23 holders — while 214 trimmed existing stakes and 133 added.

The largest buyer was Morgan Stanley, adding an estimated $615M. The largest seller was Commerzbank Aktiengesellschaft, cutting an estimated $274M.

  • 502 institutional investors held State Street Utilities Select Sector SPDR ETF (XLU) as of Q3 2016, down from 534 in Q2 2016.
  • Funds reported $6.52B of State Street Utilities Select Sector SPDR ETF stock for Q3 2016, up 4.1% quarter-over-quarter.
  • 54 funds opened new State Street Utilities Select Sector SPDR ETF positions in Q3 2016 and 77 closed out, a net change of -23 holders.
  • The largest State Street Utilities Select Sector SPDR ETF buyer in Q3 2016 was Morgan Stanley, an estimated $615M added.
  • The largest State Street Utilities Select Sector SPDR ETF seller in Q3 2016 was Commerzbank Aktiengesellschaft, an estimated $274M sold.

Based on aggregated 13F filings for Q3 2016.