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State Street Utilities Select Sector SPDR ETF

330 hedge funds and large institutions have $3.71B invested in State Street Utilities Select Sector SPDR ETF in 2013 Q3 according to their latest regulatory filings, with 41 funds opening new positions, 92 increasing their positions, 151 reducing their positions, and 52 closing their positions.

New
Increased
Maintained
Reduced
Closed

106% more call options, than puts

Call options by funds: $1.33B | Put options by funds: $647M

4% less funds holding

Funds holding: 345330 (-15)

6% less capital invested

Capital invested by funds: $3.96B → $3.71B (-$252M)

6.97% less ownership

Funds ownership: 148.46%141.49% (-7%)

21% less first-time investments, than exits

New positions opened: 41 | Existing positions closed: 52

32% less funds holding in top 10

Funds holding in top 10: 1913 (-6)

39% less repeat investments, than reductions

Existing positions increased: 92 | Existing positions reduced: 151

Holders
330
Holders Change
-15
Holders Change %
-4.35%
% of All Funds
10.7%
Holding in Top 10
13
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-31.58%
% of All Funds
0.42%
New
41
Increased
92
Reduced
151
Closed
52
Calls
$1.33B
Puts
$647M
Net Calls
+$686M
Net Calls Change
+$760M
Name Holding Trade Value Shares
Change
Change in
Stake
FMLI
26
Fukoku Mutual Life Insurance
Japan
$16.9M +$2.02M +106,000 +13%
Susquehanna International Group
27
Susquehanna International Group
Pennsylvania
$14.8M -$130M -6,841,896 -90%
GE
28
General Electric
Ohio
$14.2M
Commonwealth Equity Services
29
Commonwealth Equity Services
Massachusetts
$13.4M -$162K -8,482 -1%
PWPCM
30
Perella Weinberg Partners Capital Management
New York
$13.1M +$13.3M +700,000 New
TD Asset Management
31
TD Asset Management
Ontario, Canada
$13.1M -$941K -49,400 -7%
Carson Wealth (CWM LLC)
32
Carson Wealth (CWM LLC)
Nebraska
$12.4M +$12.7M +666,148 New
B
33
Baird
Wisconsin
$12.1M +$6.28M +329,722 +103%
EC
34
Estate Counselors
Wisconsin
$12.1M -$382K -20,040 -3%
MAA
35
Managed Account Advisors
New Jersey
$11.9M +$3.1M +162,718 +34%
AA
36
ALPS Advisors
Colorado
$11.6M +$11.8M +619,572 New
Bank of Montreal
37
Bank of Montreal
Ontario, Canada
$10.7M -$5.42M -284,570 -33%
Northern Trust
38
Northern Trust
Illinois
$10.6M -$143K -7,494 -1%
CANY
39
Caxton Associates (New York)
New York
$9.85M +$10M +527,400 New
State of Tennessee, Department of Treasury
40
State of Tennessee, Department of Treasury
Tennessee
$8.74M +$8.91M +467,608 New
GI
41
Glovista Investments
New Jersey
$8.72M +$8.62M +452,206 +3,060%
PWM
42
Patriot Wealth Management
Texas
$8.61M +$8.78M +460,916 New
MPM
43
Meritage Portfolio Management
Kansas
$8.28M +$4.4M +230,960 +109%
BPBT
44
Boston Private Bank & Trust
Massachusetts
$8.02M -$1.99M -104,234 -20%
ONB
45
Old National Bancorp
Indiana
$7.88M -$60.5K -3,174 -0.7%
QIM
46
Quest Investment Management
Oregon
$7.55M +$3.89M +204,000 +102%
N
47
Nuveen
North Carolina
$7.46M +$7.61M +399,300 New
MC
48
Martin & Co
Tennessee
$7.07M +$53.5K +2,810 +0.7%
AIA
49
Alerus Investment Advisors
Minnesota
$7.06M -$1.15M -60,102 -14%
DCC
50
Dow Chemical Company
Michigan
$7.04M +$808K +42,400 +13%

XLU Hedge Fund Activity: Q3 2013 in Review

330 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in State Street Utilities Select Sector SPDR ETF (XLU) for Q3 2013, worth a combined $3.71B — down 6.4% from $3.96B a quarter earlier.

Sellers outnumbered buyers: 52 funds closed out of XLU and 41 opened new positions — a net loss of 11 holders — while 151 trimmed existing stakes and 92 added.

The largest buyer was Barclays, adding an estimated $222M. The largest seller was Commerzbank Aktiengesellschaft, cutting an estimated $229M.

  • 330 institutional investors held State Street Utilities Select Sector SPDR ETF (XLU) as of Q3 2013, down from 345 in Q2 2013.
  • Funds reported $3.71B of State Street Utilities Select Sector SPDR ETF stock for Q3 2013, down 6.4% quarter-over-quarter.
  • 41 funds opened new State Street Utilities Select Sector SPDR ETF positions in Q3 2013 and 52 closed out, a net change of -11 holders.
  • The largest State Street Utilities Select Sector SPDR ETF buyer in Q3 2013 was Barclays, an estimated $222M added.
  • The largest State Street Utilities Select Sector SPDR ETF seller in Q3 2013 was Commerzbank Aktiengesellschaft, an estimated $229M sold.

Based on aggregated 13F filings for Q3 2013.