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State Street Utilities Select Sector SPDR ETF

330 hedge funds and large institutions have $3.71B invested in State Street Utilities Select Sector SPDR ETF in 2013 Q3 according to their latest regulatory filings, with 41 funds opening new positions, 92 increasing their positions, 151 reducing their positions, and 52 closing their positions.

New
Increased
Maintained
Reduced
Closed

106% more call options, than puts

Call options by funds: $1.33B | Put options by funds: $647M

4% less funds holding

Funds holding: 345330 (-15)

6% less capital invested

Capital invested by funds: $3.96B → $3.71B (-$252M)

6.97% less ownership

Funds ownership: 148.46%141.49% (-7%)

21% less first-time investments, than exits

New positions opened: 41 | Existing positions closed: 52

32% less funds holding in top 10

Funds holding in top 10: 1913 (-6)

39% less repeat investments, than reductions

Existing positions increased: 92 | Existing positions reduced: 151

Holders
330
Holders Change
-15
Holders Change %
-4.35%
% of All Funds
10.7%
Holding in Top 10
13
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-31.58%
% of All Funds
0.42%
New
41
Increased
92
Reduced
151
Closed
52
Calls
$1.33B
Puts
$647M
Net Calls
+$686M
Net Calls Change
+$760M
Name Holding Trade Value Shares
Change
Change in
Stake
Bessemer Group
301
Bessemer Group
New Jersey
$48K +$32.4K +1,700 +200%
ECM
302
Exchange Capital Management
Michigan
$40K +$30.5K +1,600 +286%
AC
303
Alexandria Capital
Virginia
$38K +$762 +40 +2%
ATC
304
Adirondack Trust Company
New York
$30K
QBFM
305
QS Batterymarch Financial Management
New York
$27K -$915 -48 -3%
LBG
306
Lloyds Banking Group
United Kingdom
$25K
LNB
307
Ledyard National Bank
$21K
MAS
308
Madden Advisory Services
Florida
$21K
WA
309
Waverly Advisors
Alabama
$20K +$20.1K +1,056 New
AWMS
310
Advocacy Wealth Management Services
Georgia
$19K
BC
311
Bartlett & Co
Ohio
$19K +$191 +10 +1%
Jones Financial Companies
312
Jones Financial Companies
Missouri
$17K +$7.81K +410 +80%
WIL
313
Winifred I. Li
$16K
FBT
314
Founders Bank & Trust
Michigan
$15K +$15.1K +794 New
JIR
315
James Investment Research
Ohio
$14K
FMP
316
Financial Management Professionals
Texas
$12K
PSUF
317
People's United Financial
Connecticut
$11K -$1.41M -74,170 -99%
BFEC
318
Benjamin F. Edwards & Company
Missouri
$10K -$8.46K -444 -46%
PSI
319
Pinnacle Summer Investments
Virginia
$9K
CP
320
Corbenic Partners
Pennsylvania
$8K
IFWM
321
Institute for Wealth Management
Colorado
$8K +$7.77K +408 New
ACM
322
Aviance Capital Management
Florida
$7K -$469K -24,614 -98%
AssetMark Inc
323
AssetMark Inc
California
$7K +$6.9K +362 New
DADC
324
D.A. Davidson & Co
Montana
$7K +$7.62K +400 New
BAM
325
Barrett Asset Management
New York
$6K

XLU Hedge Fund Activity: Q3 2013 in Review

330 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in State Street Utilities Select Sector SPDR ETF (XLU) for Q3 2013, worth a combined $3.71B — down 6.4% from $3.96B a quarter earlier.

Sellers outnumbered buyers: 52 funds closed out of XLU and 41 opened new positions — a net loss of 11 holders — while 151 trimmed existing stakes and 92 added.

The largest buyer was Barclays, adding an estimated $222M. The largest seller was Commerzbank Aktiengesellschaft, cutting an estimated $229M.

  • 330 institutional investors held State Street Utilities Select Sector SPDR ETF (XLU) as of Q3 2013, down from 345 in Q2 2013.
  • Funds reported $3.71B of State Street Utilities Select Sector SPDR ETF stock for Q3 2013, down 6.4% quarter-over-quarter.
  • 41 funds opened new State Street Utilities Select Sector SPDR ETF positions in Q3 2013 and 52 closed out, a net change of -11 holders.
  • The largest State Street Utilities Select Sector SPDR ETF buyer in Q3 2013 was Barclays, an estimated $222M added.
  • The largest State Street Utilities Select Sector SPDR ETF seller in Q3 2013 was Commerzbank Aktiengesellschaft, an estimated $229M sold.

Based on aggregated 13F filings for Q3 2013.