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XIV

VelocityShares Daily Inverse VIX Short Term ETN

Delisted

XIV was delisted on the 15th of February, 2018.

Name Holding Trade Value Shares
Change
Change in
Stake
CS
1
Credit Suisse
Switzerland
$231M +$259M +11,575,398 New
Jane Street
2
Jane Street
New York
$62.6M +$70M +3,133,984 New
Deutsche Bank
3
Deutsche Bank
Germany
$45.5M +$50.9M +2,277,293 New
Lazard Asset Management
4
Lazard Asset Management
New York
$7.81M +$8.75M +391,780 New
JP Morgan Chase
5
JP Morgan Chase
New York
$5.39M +$6.03M +270,005 New
HP
6
Hound Partners
New York
$4.66M +$5.21M +233,326 New
GML
7
Gems Management Ltd
Bahamas
$2.42M +$2.71M +121,245 New
Nomura Holdings
8
Nomura Holdings
Japan
$2.02M +$2.26M +101,183 New
FIG
9
Fortress Investment Group
New York
$2.02M +$2.26M +101,100 New
KFS
10
KMS Financial Services
Washington
$1.84M +$2.06M +92,294 New
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$1.75M +$1.97M +87,945 New
WAM
12
Wolverine Asset Management
Illinois
$1.64M +$1.84M +82,169 New
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$852K +$953K +42,638 New
KCG
14
Knight Capital Group
$787K +$882K +39,452 New
WA
15
WFG Advisors
Texas
$630K +$704K +31,522 New
I2I
16
Insight 2811 Inc
Illinois
$400K +$447K +20,000 New
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$377K +$422K +18,883 New
CIBC World Market
18
CIBC World Market
Ontario, Canada
$354K +$396K +17,706 New
SG Americas Securities
19
SG Americas Securities
New York
$311K +$347K +15,544 New
BCM
20
Basso Capital Management
Connecticut
$299K +$335K +15,000 New
U
21
UBS
Switzerland
$289K +$324K +14,480 New
FIM
22
Freedom Investment Management
Connecticut
$270K +$302K +13,516 New
Bank of New York Mellon
23
Bank of New York Mellon
New York
$260K +$291K +13,002 New
SIA
24
Spruce Investment Advisors
Connecticut
$243K +$272K +12,158 New
AIG
25
American International Group
New York
$150K +$168K +7,513 New