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State Street SPDR S&P Oil & Gas Equipment & Services ETF
XES

60 hedge funds and large institutions have $128M invested in State Street SPDR S&P Oil & Gas Equipment & Services ETF in 2013 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 21 increasing their positions, 16 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

14,650% more call options, than puts

Call options by funds: $590K | Put options by funds: $4K

100% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 4

31% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 16

30% more capital invested

Capital invested by funds: $97.9M → $128M (+$29.8M)

7% more funds holding

Funds holding: 56 → 60 (+4)

0.71% more ownership

Funds ownership: 3.4% → 4.11% (+0.71%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

Holders
60
Holders Change
+4
Holders Change %
+7.14%
% of All Funds
1.74%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
8
Increased
21
Reduced
16
Closed
4
Calls
$590K
Puts
$4K
Net Calls
+$586K
Net Calls Change
+$200K

Top Buyers

Rank Fund Capital Flow
1
WBG
Wharton Business Group
Pennsylvania
+$10M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$1.31M
3
Bank of America
Bank of America
North Carolina
+$875K
4
Morgan Stanley
Morgan Stanley
New York
+$689K
5
U
UBS
Switzerland
+$672K

Top Sellers

Rank Fund Capital Flow
1
Citigroup
Citigroup
New York
-$2.22M
2
CS
Credit Suisse
Switzerland
-$1M
3
SG Americas Securities
SG Americas Securities
New York
-$831K
4
KBC Group
KBC Group
Belgium
-$453K
5
TRCT
Tower Research Capital (TRC)
New York
-$311K
Name Holding Trade Value Shares
Change 		Change in
Stake
SCM
26
Southport Capital Management
Tennessee
$671K – – –
HFS
27
HL Financial Services
Kentucky
$665K -$5.21K -12 -0.8%
PFS
28
Prospera Financial Services
Texas
$568K +$43.4K +100 +8%
RIG
29
RiverFront Investment Group
Virginia
$479K -$434 -1 -0.1%
OFS
30
Orrstown Financial Services
Pennsylvania
$420K -$17.4K -40 -4%
CIBC World Market
31
CIBC World Market
Ontario, Canada
$270K +$14.8K +34 +6%
Commonwealth Equity Services
32
Commonwealth Equity Services
Massachusetts
$267K -$69.5K -160 -21%
NCMW
33
Northern Capital Management (Wisconsin)
Wisconsin
$246K -$4.34K -10 -2%
PCM
34
Princeton Capital Management
New Jersey
$243K +$13.5K +31 +6%
IC
35
Iconiq Capital
California
$241K – – –
AG
36
Appleton Group
Wisconsin
$239K +$237K +547 New
CS
37
Credit Suisse
Switzerland
$236K -$1M -2,305 -81%
Credit Agricole
38
Credit Agricole
France
$219K – – –
RCAG
39
Rehmann Capital Advisory Group
Michigan
$219K – – –
Axa
40
Axa
France
$136K +$135K +310 New
V
41
Veritable
Delaware
$133K +$132K +304 New
Deutsche Bank
42
Deutsche Bank
Germany
$122K +$8.68K +20 +8%
KBC Group
43
KBC Group
Belgium
$113K -$453K -1,043 -80%
AIG
44
American International Group
New York
$80.4K – – –
Ameriprise
45
Ameriprise
Minnesota
$75K +$36.9K +85 +98%
LTFS
46
Ladenburg Thalmann Financial Services
Florida
$47K -$16.9K -39 -27%
FHA
47
First Horizon Advisors
Tennessee
$46K – – –
US Bancorp
48
US Bancorp
Minnesota
$35K +$11.7K +27 +53%
MFS
49
MSI Financial Services
Massachusetts
$24K – – –
Fifth Third Bancorp
50
Fifth Third Bancorp
Ohio
$22K – – –
1
2
3

XES Hedge Fund Activity: Q4 2013 in Review

60 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P Oil & Gas Equipment & Services ETF (XES) for Q4 2013, worth a combined $128M — up 30% from $97.9M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new XES positions and 4 closed out — a net gain of 4 holders — while 21 added to existing stakes and 16 trimmed.

The largest buyer was Wharton Business Group, adding an estimated $10M. The largest seller was Citigroup, cutting an estimated $2.22M.

  • 60 institutional investors held State Street SPDR S&P Oil & Gas Equipment & Services ETF (XES) as of Q4 2013, up from 56 in Q3 2013.
  • Funds reported $128M of State Street SPDR S&P Oil & Gas Equipment & Services ETF stock for Q4 2013, up 30% quarter-over-quarter.
  • 8 funds opened new State Street SPDR S&P Oil & Gas Equipment & Services ETF positions in Q4 2013 and 4 closed out, a net change of +4 holders.
  • The largest State Street SPDR S&P Oil & Gas Equipment & Services ETF buyer in Q4 2013 was Wharton Business Group, an estimated $10M added.
  • The largest State Street SPDR S&P Oil & Gas Equipment & Services ETF seller in Q4 2013 was Citigroup, an estimated $2.22M sold.

Based on aggregated 13F filings for Q4 2013.