|
1
|
Mizuho Securities USA
New York
|
$6.05M
|
+$5.65M
|
+559,459
|
New
|
|
|
2
|
Karpus Investment Management
Pittsford,
New York
|
$5.18M
|
+$588K
|
+58,250
|
+13%
|
|
|
3
|
AQR Arbitrage
Greenwich,
Connecticut
|
$4.87M
|
–
|
–
|
–
|
|
|
4
|
Polar Asset Management Partners
Toronto,
Ontario, Canada
|
$4.62M
|
–
|
–
|
–
|
|
|
5
|
Hudson Bay Capital Management
Stamford,
Connecticut
|
$4.59M
|
–
|
–
|
–
|
|
|
6
|
Oxford Asset Management
Oxford,
United Kingdom
|
$3.32M
|
–
|
–
|
–
|
|
|
7
|
|
$3.15M
|
+$3.12M
|
+309,241
|
New
|
|
|
8
|
W.R. Berkley Corp
Greenwich,
Connecticut
|
$2.73M
|
–
|
–
|
–
|
|
|
9
|
Bulldog Investors
Saddle Brook,
New Jersey
|
$2.63M
|
-$65.4K
|
-6,472
|
-3%
|
|
|
10
|
Periscope Capital
Toronto,
Ontario, Canada
|
$2.54M
|
–
|
–
|
–
|
|
|
11
|
Bank of Montreal
Toronto,
Ontario, Canada
|
$2.43M
|
–
|
–
|
–
|
|
|
12
|
Gabelli & Co Investment Advisers
Rye,
New York
|
$2.16M
|
–
|
–
|
–
|
|
|
13
|
HGC Investment Management
Toronto,
Ontario, Canada
|
$1.7M
|
-$2.43M
|
-240,559
|
-59%
|
|
|
14
|
Basso Capital Management
Stamford,
Connecticut
|
$877K
|
+$254K
|
+25,100
|
+45%
|
|
|
15
|
Deltec Asset Management
New York
|
$811K
|
–
|
–
|
–
|
|
|
16
|
Weiss Asset Management
Boston,
Massachusetts
|
$811K
|
–
|
–
|
–
|
|
|
17
|
K2 Principal Fund
Toronto,
Ontario, Canada
|
$339K
|
+$29.5K
|
+2,922
|
+10%
|
|
|
18
|
Gabelli Funds
Rye,
New York
|
$175K
|
–
|
–
|
–
|
|
|
19
|
UBS Group
Zurich,
Switzerland
|
$20K
|
+$2.02K
|
+200
|
+12%
|
|
|
20
|
US Bancorp
Minneapolis,
Minnesota
|
$10K
|
–
|
–
|
–
|
|
|
21
|
Tower Research Capital (TRC)
New York
|
$2K
|
+$2.22K
|
+220
|
New
|
|
|
22
|
Boothbay Fund Management
New York
|
–
|
-$5.67M
|
-568,400
|
Closed
|
|
|
23
|
|
–
|
+$131
|
+13
|
+1,300%
|
|
