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Wells Fargo 7.5% Non Cumv Perp Conv

Name Holding Trade Value Shares
Change
Change in
Stake
MWM
251
Mascoma Wealth Management
New Hampshire
$3.47K – – –
Global Retirement Partners
252
Global Retirement Partners
California
$3.47K +$3.54K +3 New
North Star Investment Management
253
North Star Investment Management
Illinois
$2.31K – – –
Rothschild Investment LLC
254
Rothschild Investment LLC
Illinois
$2.31K – – –
Spire Wealth Management
255
Spire Wealth Management
Virginia
$2.31K – – –
Lazard Asset Management
256
Lazard Asset Management
New York
$3 – – –
Jane Street
257
Jane Street
New York
– -$3.93M -3,406 Closed
Evolve Private Wealth
258
Evolve Private Wealth
California
– -$1.24M -1,074 Closed
Barclays
259
Barclays
United Kingdom
– -$1.13M -975 Closed
Arkadios Wealth Advisors
260
Arkadios Wealth Advisors
Georgia
– -$549K -475 Closed
SC
261
Searle & Co
Connecticut
– -$542K -469 Closed
WW
262
Westshore Wealth
California
– -$353K -306 Closed
Scotia Capital
263
Scotia Capital
Ontario, Canada
– -$312K -270 Closed
Valeo Financial Advisors
264
Valeo Financial Advisors
Indiana
– -$283K -245 Closed
World Investment Advisors
265
World Investment Advisors
California
– -$262K -227 Closed
Zazove Associates
266
Zazove Associates
Nevada
– -$254K -220 Closed
DG
267
Diesslin Group
Texas
– -$232K -201 Closed
GSC
268
Ground Swell Capital
South Carolina
– -$223K -193 Closed
WAP
269
Wealthcare Advisory Partners
Pennsylvania
– -$217K -188 Closed
Mercer Global Advisors
270
Mercer Global Advisors
Colorado
– -$209K -181 Closed
MAI Capital Management
271
MAI Capital Management
Ohio
– -$141K -122 Closed
TD Waterhouse Canada
272
TD Waterhouse Canada
Ontario, Canada
– -$37.1K -32 Closed
Advisory Services Network
273
Advisory Services Network
Georgia
– -$31.2K -27 Closed
Kimelman & Baird
274
Kimelman & Baird
New York
– -$28.9K -25 Closed
RF
275
Rossby Financial
Florida
– -$9.26K -8 Closed