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WDI

Western Asset Diversified Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$63.7M -$2.39M -180,892 -4%
1CP
2
1607 Capital Partners
Virginia
$21.5M -$472K -35,700 -2%
SIA
3
Sit Investment Associates
Minnesota
$16.5M -$3.89M -293,733 -20%
PCM
4
Penserra Capital Management
California
$12.4M +$803K +60,697 +7%
Bank of America
5
Bank of America
North Carolina
$11M +$2.26M +170,495 +28%
Wells Fargo
6
Wells Fargo
California
$9.33M +$1.47M +110,818 +20%
Pathstone Holdings
7
Pathstone Holdings
New Jersey
$9.01M +$8.45M +638,692 New
COLIM
8
City of London Investment Management
United Kingdom
$7.86M +$331K +25,000 +5%
Franklin Resources
9
Franklin Resources
California
$7.05M +$3.29M +249,095 +99%
Cohen & Steers
10
Cohen & Steers
New York
$5.88M -$728K -55,000 -12%
Stifel Financial
11
Stifel Financial
Missouri
$5.17M +$404K +30,505 +9%
RVPG
12
Relative Value Partners Group
$2.95M -$178K -13,438 -6%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$2.23M +$62.3K +4,710 +3%
LPL Financial
14
LPL Financial
California
$1.93M -$18K -1,363 -1%
HWAM
15
Hennion & Walsh Asset Management
New Jersey
$1.69M +$671K +50,703 +73%
UBS Group
16
UBS Group
Switzerland
$1.6M +$1.15M +87,163 +332%
CPRC
17
Consolidated Portfolio Review Corp
New York
$1.34M +$682K +51,593 +118%
JP Morgan Chase
18
JP Morgan Chase
New York
$1.31M +$466K +35,214 +61%
AAM
19
Advisors Asset Management
Colorado
$1.25M +$1.17M +88,770 New
GC
20
Guggenheim Capital
Illinois
$1.11M +$210K +15,894 +25%
OC
21
Oppenheimer & Co
New York
$1.11M +$1.93K +146 +0.2%
Invesco
22
Invesco
Georgia
$1.06M +$726K +54,886 +268%
Rockefeller Capital Management
23
Rockefeller Capital Management
New York
$911K +$38.1K +2,881 +5%
MC
24
Moors & Cabot
Massachusetts
$680K +$382K +28,900 +149%
RJA
25
Raymond James & Associates
Florida
$665K +$266K +20,077 +74%