|
1
|
National Planning Corporation
El Segundo,
California
|
$12.9M
|
+$12.9M
|
+231,746
|
New
|
|
|
2
|
Old Mission Capital
Chicago,
Illinois
|
$7.34M
|
+$7.23M
|
+130,204
|
New
|
|
|
3
|
UBS Group
Zurich,
Switzerland
|
$6.67M
|
+$2.31M
|
+41,622
|
+54%
|
|
|
4
|
Bank of America
Charlotte,
North Carolina
|
$5.7M
|
+$4.94M
|
+88,961
|
+741%
|
|
|
5
|
LS Investment Advisors
Bloomfield Hills,
Michigan
|
$3.01M
|
+$717K
|
+12,900
|
+32%
|
|
|
6
|
LPL Financial
San Diego,
California
|
$1.56M
|
+$1.24M
|
+22,350
|
+405%
|
|
|
7
|
Apriem Advisors
Irvine,
California
|
$1.5M
|
+$1.48M
|
+26,600
|
New
|
|
|
8
|
|
$585K
|
-$6.09M
|
-109,628
|
-91%
|
|
|
9
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$510K
|
+$268K
|
+4,828
|
+115%
|
|
|
10
|
Private Advisor Group
Morristown,
New Jersey
|
$320K
|
+$31.4K
|
+565
|
+11%
|
|
|
11
|
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
$264K
|
+$260K
|
+4,680
|
New
|
|
|
12
|
JP Morgan Private Wealth Advisors
San Francisco,
California
|
$208K
|
+$205K
|
+3,691
|
New
|
|
|
13
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$192K
|
+$189K
|
+3,398
|
New
|
|
|
14
|
IFP Advisors
Tampa,
Florida
|
$25K
|
+$25K
|
+450
|
New
|
|
|
15
|
Advisor Group
Phoenix,
Arizona
|
$20K
|
+$20K
|
+360
|
New
|
|
|
16
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$16K
|
-$2.49M
|
-44,726
|
-99%
|
|
|
17
|
Mariner
Overland Park,
Kansas
|
$16K
|
+$15.8K
|
+285
|
New
|
|
|
18
|
MSI Financial Services
Springfield,
Massachusetts
|
$6K
|
+$5.83K
|
+105
|
New
|
|
|
19
|
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
–
|
-$3.35M
|
-62,887
|
Closed
|
|
|
20
|
Vanguard Group
Malvern,
Pennsylvania
|
–
|
-$234K
|
-4,395
|
Closed
|
|
