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VVNT.WS

Vivint Smart Home, Inc. Warrants, each exercisable for one Class A Common Stock at an exercise price
VVNT.WS

Delisted

VVNT.WS was delisted on the 6th of January, 2021.

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Name Holding Trade Value Shares
Change 		Change in
Stake
FIG
1
Fortress Investment Group
New York
$4.14M +$5.54M +2,966,667 New
HCM
2
Highbridge Capital Management
New York
$768K – – –
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
3
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
Ontario, Canada
$733K +$981K +525,000 New
GRIM
4
Greenhaven Road Investment Management
Connecticut
$696K +$931K +498,462 New
William Blair & Company
5
William Blair & Company
Illinois
$593K +$794K +425,196 New
ICM
6
Indaba Capital Management
California
$582K +$779K +416,667 New
WAM
7
Wolverine Asset Management
Illinois
$568K +$761K +407,388 New
TD Asset Management
8
TD Asset Management
Ontario, Canada
$558K +$747K +400,000 New
LP
9
LMR Partners
United Kingdom
$529K +$756K +404,666 New
LA
10
Linden Advisors
New York
$510K +$686K +367,166 New
MAM
11
Myriad Asset Management
Hong Kong
$359K +$481K +257,655 New
BCM
12
Bluefin Capital Management
New York
$286K +$383K +205,037 New
Marshall Wace
13
Marshall Wace
United Kingdom
$187K +$249K +133,331 New
ICM
14
Ionic Capital Management
New York
$140K +$187K +100,099 New
CL
15
CSS LLC
Illinois
$118K +$159K +84,856 New
CAM
16
Cresset Asset Management
Illinois
$105K +$140K +75,000 New
CAC
17
Cowen and Company
New York
$62K +$83.2K +44,552 New
MF
18
Magnetar Financial
Illinois
$56K +$74.4K +39,843 New
Geode Capital Management
19
Geode Capital Management
Massachusetts
$23K +$34.6K +18,532 New
Citadel Advisors
20
Citadel Advisors
Florida
$19K +$25.4K +13,621 New
TJHA
21
Thomas J. Herzfeld Advisors
Florida
$6K +$7.47K +4,000 New
JP Morgan Chase
22
JP Morgan Chase
New York
$1K – – –