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Vident US Equity Strategy ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Thrivent Financial for Lutherans
1
Thrivent Financial for Lutherans
Minnesota
$610M -$49.6M -1,432,408 -7%
KA
2
Kovack Advisors
Florida
$2.28M +$173K +5,001 +8%
SG Americas Securities
3
SG Americas Securities
New York
$1.68M +$1.68M +48,632 New
Merriman Wealth Management
4
Merriman Wealth Management
Washington
$1.46M +$26.1K +755 +2%
Merit Financial Group
5
Merit Financial Group
Georgia
$842K – – –
Jane Street
6
Jane Street
New York
$759K +$761K +21,989 New
Raymond James & Associates
7
Raymond James & Associates
Florida
$324K +$325K +9,379 New
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$285K +$286K +8,267 New
Cambridge Investment Research Advisors
9
Cambridge Investment Research Advisors
Iowa
$239K +$240K +6,933 New
Citadel Advisors
10
Citadel Advisors
Florida
$229K +$230K +6,647 New
United Capital Financial Advisors
11
United Capital Financial Advisors
Texas
$200K +$201K +5,806 New
Morgan Stanley
12
Morgan Stanley
New York
$94K +$94.6K +2,732 New
Advisor Group
13
Advisor Group
Arizona
$22K -$145K -4,203 -87%
Northwestern Mutual Wealth Management
14
Northwestern Mutual Wealth Management
Wisconsin
$20K – – –
Ladenburg Thalmann Financial Services
15
Ladenburg Thalmann Financial Services
Florida
$17K +$4.53K +131 +37%
Bank of America
16
Bank of America
North Carolina
– -$122K -3,639 Closed
UBS Group
17
UBS Group
Switzerland
– -$113K -3,361 Closed
Wells Fargo
18
Wells Fargo
California
– -$60K -1,795 Closed
Valeo Financial Advisors
19
Valeo Financial Advisors
Indiana
– -$41K -1,178 Closed
SEI Investments
20
SEI Investments
Pennsylvania
– -$21K -627 Closed
Regions Financial Corp
21
Regions Financial Corp
Alabama
– -$14K -416 Closed
Fidelity Investments
22
Fidelity Investments
Massachusetts
– +$35 +1 New