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vTv Therapeutics
VTVT

Name Holding Trade Value Shares
Change 		Change in
Stake
Franklin Resources
1
Franklin Resources
California
$6.21M +$8.3M +23,823 New
PSC
2
Piper Sandler & Co
Minnesota
$5.05M +$6.75M +19,381 New
Massachusetts Financial Services
3
Massachusetts Financial Services
Massachusetts
$2.94M +$3.93M +11,287 New
Fidelity Investments
4
Fidelity Investments
Massachusetts
$2.38M +$3.18M +9,135 New
UBS AM
5
UBS AM
Illinois
$2.33M +$3.11M +8,922 New
Ameriprise
6
Ameriprise
Minnesota
$2.28M +$3.05M +8,750 New
FCM
7
Farallon Capital Management
California
$1.63M +$2.18M +6,250 New
WSA
8
Wall Street Associates
California
$1.59M +$2.13M +6,100 New
Vanguard Group
9
Vanguard Group
Pennsylvania
$1.15M +$1.53M +4,398 New
SM
10
Sabby Management
Florida
$1.05M +$1.4M +4,014 New
BFA
11
BlackRock Fund Advisors
California
$956K +$1.28M +3,666 New
Alyeska Investment Group
12
Alyeska Investment Group
Illinois
$828K +$1.11M +3,174 New
Morgan Stanley
13
Morgan Stanley
New York
$790K +$1.06M +3,030 New
UOC
14
UBS O'Connor
Illinois
$522K +$697K +2,000 New
DCM
15
DAFNA Capital Management
California
$489K +$653K +1,875 New
BIT
16
BlackRock Institutional Trust
California
$436K +$583K +1,672 New
Millennium Management
17
Millennium Management
New York
$382K +$511K +1,466 New
BA
18
BlackRock Advisors
Delaware
$318K +$425K +1,219 New
Geode Capital Management
19
Geode Capital Management
Massachusetts
$222K +$297K +852 New
CS
20
Credit Suisse
Switzerland
$202K +$269K +773 New
Citadel Advisors
21
Citadel Advisors
Florida
$181K +$241K +693 New
VKH
22
Virtu KCG Holdings
New York
$151K +$201K +578 New
Susquehanna International Group
23
Susquehanna International Group
Pennsylvania
$143K +$191K +548 New
BG
24
BlackRock Group
United Kingdom
$132K +$176K +506 New
BIM
25
BlackRock Investment Management
Delaware
$127K +$170K +488 New
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