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VistaGen Therapeutics

Name Holding Trade Value Shares
Change
Change in
Stake
SFM
1
Sphera Funds Management
Israel
$1.16M – – –
II
2
Ibex Investors
Colorado
$167K +$223K +6,000 New
Vanguard Group
3
Vanguard Group
Pennsylvania
$163K +$217K +5,838 New
SM
4
Sabby Management
Florida
$133K -$2.44M -65,746 -93%
Ladenburg Thalmann Financial Services
5
Ladenburg Thalmann Financial Services
Florida
$97K – – –
CA
6
Corrado Advisors
New Jersey
$62K +$82.3K +2,214 New
D.A. Davidson & Co
7
D.A. Davidson & Co
Montana
$50K -$55.7K -1,500 -46%
Parallax Volatility Advisers
8
Parallax Volatility Advisers
California
$41K – – –
Geode Capital Management
9
Geode Capital Management
Massachusetts
$27K – – –
Northern Trust
10
Northern Trust
Illinois
$24K +$18.6K +500 +137%
FAIM
11
Financial Advocates Investment Management
Washington
$21K +$28.6K +770 New
HighTower Advisors
12
HighTower Advisors
Illinois
$19K +$1.15K +31 +5%
Bartlett & Co
13
Bartlett & Co
Ohio
$14K – – –
CWA
14
Clarus Wealth Advisors
Arizona
$14K +$18.6K +500 New
Bartlett & Co Wealth Management
15
Bartlett & Co Wealth Management
Ohio
$13.9K +$18.6K +500 New
UBS Group
16
UBS Group
Switzerland
$12K +$16.5K +443 New
Stratos Wealth Partners
17
Stratos Wealth Partners
Ohio
$1K +$1.56K +42 New
WOC
18
West Oak Capital
California
$464 +$632 +17 New
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
– -$926K -27,810 Closed
NC
20
Nexthera Capital
New York
– -$154K -4,604 Closed
AWCI
21
Alpine Woods Capital Investors
New York
– -$50K -1,500 Closed
FPF
22
FNY Partners Fund
New York
– -$3K -100 Closed
HFM
23
Hartford Financial Management
Connecticut
– -$1K -43 Closed