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VistaGen Therapeutics
VTGN

Name Holding Trade Value Shares
Change 		Change in
Stake
Invesco
51
Invesco
Georgia
– -$9.57K -2,557 Closed
Neuberger Berman Group
52
Neuberger Berman Group
New York
– -$8.42K -2,251 Closed
DADC
53
D.A. Davidson & Co
Montana
– -$8.29K -2,217 Closed
ACM
54
Advisors Capital Management
New Jersey
– -$8K -2,167 Closed
MGIA
55
Moneta Group Investment Advisors
Missouri
– -$6.32K -1,689 Closed
TSS
56
Two Sigma Securities
New York
– -$4.36K -1,165 Closed
T. Rowe Price Associates
57
T. Rowe Price Associates
Maryland
– -$5K -1,132 Closed
AB
58
Amalgamated Bank
New York
– -$4K -1,052 Closed
GSIAS
59
Garden State Investment Advisory Services
New Jersey
– -$3.74K -1,000 Closed
Empower Advisory Group
60
Empower Advisory Group
Colorado
– -$3.58K -903 Closed
Cambridge Investment Research Advisors
61
Cambridge Investment Research Advisors
Iowa
– -$3K -852 Closed
ProShare Advisors
62
ProShare Advisors
Maryland
– -$3.04K -812 Closed
Victory Capital Management
63
Victory Capital Management
Texas
– -$3.03K -811 Closed
JWM
64
Jackson Wealth Management
Florida
– -$2.97K -795 Closed
FAIM
65
Financial Advocates Investment Management
Washington
– -$2.88K -770 Closed
Legal & General Group
66
Legal & General Group
United Kingdom
– -$2.58K -690 Closed
Commonwealth Equity Services
67
Commonwealth Equity Services
Massachusetts
– -$2K -670 Closed
CTA
68
Chesley Taft & Associates
Illinois
– -$2.49K -667 Closed
UBV
69
United Bank (Virginia)
Virginia
– -$2.5K -667 Closed
PAM
70
Panagora Asset Management
Massachusetts
– -$2.42K -647 Closed
HFM
71
Hartford Financial Management
Connecticut
– -$2K -533 Closed
BFG
72
Bleakley Financial Group
New Jersey
– -$1.88K -502 Closed
SS
73
Simplicity Solutions
Minnesota
– -$1.88K -502 Closed
AIP
74
Ameritas Investment Partners
Nebraska
– -$1.87K -500 Closed
MML Investors Services
75
MML Investors Services
Massachusetts
– -$2K -500 Closed
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