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VRXAW

Veraxa Biotech AG Warrants
VRXAW

Name Holding Trade Value Shares
Change 		Change in
Stake
CL
1
CSS LLC
Illinois
$177K +$282K +1,600,882 New
LP
2
LMR Partners
United Kingdom
$120K +$192K +1,089,100 New
MF
3
Magnetar Financial
Illinois
$116K +$186K +1,055,078 New
AC
4
Aristeia Capital
Connecticut
$116K +$172K +976,083 New
AIMCA
5
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$96.5K +$154K +875,000 New
AA
6
AQR Arbitrage
Connecticut
$72.6K +$116K +658,138 New
CS
7
Clear Street
New York
$53.5K +$85.6K +485,358 New
JP Morgan Chase
8
JP Morgan Chase
New York
$43.8K – – –
BNP Paribas Financial Markets
9
BNP Paribas Financial Markets
France
$27.9K +$44.7K +253,207 New
WA
10
Whitebox Advisors
Minnesota
$21.4K +$34.2K +193,612 New
WC
11
Wealthspring Capital
New York
$20.4K +$32.7K +185,330 New
WCMNY
12
Westchester Capital Management (New York)
New York
$20.3K +$32.4K +183,647 New
TCM
13
Tenor Capital Management
New York
$16.5K +$26.5K +150,000 New
SCM
14
Shaolin Capital Management
Florida
$15.7K +$25.1K +142,083 New
MI
15
MMCAP International
Cayman Islands
$13.8K +$22.1K +125,000 New
LPC
16
Lineage Point Capital
Florida
$11.3K +$18.1K +102,749 New
CCM
17
Context Capital Management
California
$11K +$17.6K +100,000 New
Hudson Bay Capital Management
18
Hudson Bay Capital Management
Connecticut
$11K +$17.6K +100,000 New
YCM
19
Yakira Capital Management
Connecticut
$10.8K +$17.4K +98,360 New
WRBC
20
W.R. Berkley Corp
Connecticut
$6.62K +$10.6K +59,990 New
Verition Fund Management
21
Verition Fund Management
Connecticut
$4.82K +$7.7K +43,672 New
SSA
22
Schonfeld Strategic Advisors
New York
$2.19K +$3.51K +19,892 New
HF
23
HRT Financial
New York
$2K +$4.51K +25,573 New
Susquehanna International Group
24
Susquehanna International Group
Pennsylvania
$1.13K +$1.81K +10,267 New
WAM
25
Wolverine Asset Management
Illinois
$322 +$515 +2,917 New
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