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Vanguard Mid-Cap Growth ETF

141 hedge funds and large institutions have $848M invested in Vanguard Mid-Cap Growth ETF in 2013 Q4 according to their latest regulatory filings, with 30 funds opening new positions, 56 increasing their positions, 31 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

400% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 6

81% more repeat investments, than reductions

Existing positions increased: 56 | Existing positions reduced: 31

50% more funds holding in top 10

Funds holding in top 10: 69 (+3)

18% more funds holding

Funds holding: 119141 (+22)

8% more capital invested

Capital invested by funds: $783M → $848M (+$65.7M)

0.03% less ownership

Funds ownership: 44.93%44.9% (-0.03%)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $307K

Holders
141
Holders Change
+22
Holders Change %
+18.49%
% of All Funds
4.09%
Holding in Top 10
9
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+50%
% of All Funds
0.26%
New
30
Increased
56
Reduced
31
Closed
6
Calls
Puts
$307K
Net Calls
-$307K
Net Calls Change
-$537K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$110M +$9.58M +109,759 +10%
Bank of America
2
Bank of America
North Carolina
$110M +$5.6M +64,103 +6%
U
3
UBS
Switzerland
$98.9M +$9.01M +103,259 +10%
PNC Financial Services Group
4
PNC Financial Services Group
Pennsylvania
$83.8M +$1.19M +13,606 +1%
TI
5
Truepoint Inc
Ohio
$66.1M +$1.28M +14,677 +2%
Wells Fargo
6
Wells Fargo
California
$41.5M +$2.38M +27,298 +6%
WA
7
Waverly Advisors
Alabama
$37.3M +$1.23M +14,128 +4%
LPL Financial
8
LPL Financial
California
$31.2M +$1.29M +14,833 +4%
CNB
9
City National Bank
California
$21.7M +$4.12M +47,232 +24%
TCT
10
TIAA CREF Trust
Missouri
$14.6M +$1.35M +15,518 +11%
Bank of Nova Scotia
11
Bank of Nova Scotia
Ontario, Canada
$14.5M +$14.1M +161,000 New
NFG
12
Noven Financial Group
Colorado
$12.4M +$12M +137,231 New
Bank of New York Mellon
13
Bank of New York Mellon
New York
$10M -$815K -9,342 -8%
MA
14
MCF Advisors
Kentucky
$10M +$9.28M +106,276 +5,859%
SWM
15
SVA Wealth Management
Wisconsin
$7.5M +$7.25M +83,104 New
CCM
16
Condor Capital Management
New Jersey
$7.37M -$14.3K -164 -0.2%
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
$6.93M +$1.96M +22,487 +41%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$6.93M +$4.35M +49,864 +185%
CWM
19
Cranbrook Wealth Management
Michigan
$6.35M +$6.14M +70,324 New
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$6.02M +$577K +6,607 +11%
LNC
21
Lincoln National Corp
Pennsylvania
$5.79M +$5.6M +64,202 New
CFSG
22
Community Financial Services Group
Vermont
$5.58M -$83.2K -953 -2%
SG Americas Securities
23
SG Americas Securities
New York
$5.31M +$5.13M +58,806 New
SEIA
24
Signature Estate & Investment Advisors
California
$5.19M +$735K +8,424 +17%
Northwestern Mutual Wealth Management
25
Northwestern Mutual Wealth Management
Wisconsin
$4.75M +$2.51M +28,743 +120%

VOT Hedge Fund Activity: Q4 2013 in Review

141 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Vanguard Mid-Cap Growth ETF (VOT) for Q4 2013, worth a combined $848M — up 8.4% from $783M a quarter earlier.

Buyers outnumbered sellers: 30 funds opened new VOT positions and 6 closed out — a net gain of 24 holders — while 56 added to existing stakes and 31 trimmed.

The largest buyer was Bank of Nova Scotia, opening a new position worth an estimated $14.1M. The largest seller was Qualcomm Inc, exiting entirely with an estimated $85.2M sold.

  • 141 institutional investors held Vanguard Mid-Cap Growth ETF (VOT) as of Q4 2013, up from 119 in Q3 2013.
  • Funds reported $848M of Vanguard Mid-Cap Growth ETF stock for Q4 2013, up 8.4% quarter-over-quarter.
  • 30 funds opened new Vanguard Mid-Cap Growth ETF positions in Q4 2013 and 6 closed out, a net change of +24 holders.
  • The largest Vanguard Mid-Cap Growth ETF buyer in Q4 2013 was Bank of Nova Scotia, an estimated $14.1M added.
  • The largest Vanguard Mid-Cap Growth ETF seller in Q4 2013 was Qualcomm Inc, an estimated $85.2M sold.

Based on aggregated 13F filings for Q4 2013.