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Vanguard Mid-Cap Growth ETF

141 hedge funds and large institutions have $848M invested in Vanguard Mid-Cap Growth ETF in 2013 Q4 according to their latest regulatory filings, with 30 funds opening new positions, 56 increasing their positions, 31 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

400% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 6

81% more repeat investments, than reductions

Existing positions increased: 56 | Existing positions reduced: 31

50% more funds holding in top 10

Funds holding in top 10: 69 (+3)

18% more funds holding

Funds holding: 119141 (+22)

8% more capital invested

Capital invested by funds: $783M → $848M (+$65.7M)

0.03% less ownership

Funds ownership: 44.93%44.9% (-0.03%)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $307K

Holders
141
Holders Change
+22
Holders Change %
+18.49%
% of All Funds
4.09%
Holding in Top 10
9
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+50%
% of All Funds
0.26%
New
30
Increased
56
Reduced
31
Closed
6
Calls
Puts
$307K
Net Calls
-$307K
Net Calls Change
-$537K
Name Holding Trade Value Shares
Change
Change in
Stake
IA
51
Ibbotson Associates
Illinois
$1.86M +$852K +9,757 +90%
Brown Advisory
52
Brown Advisory
Maryland
$1.76M
US Bancorp
53
US Bancorp
Minnesota
$1.72M +$160K +1,837 +11%
CWM
54
Concert Wealth Management
California
$1.71M -$173K -1,985 -10%
Comerica Bank
55
Comerica Bank
Texas
$1.61M -$516K -5,912 -25%
PAI
56
Pittenger & Anderson Inc
Nebraska
$1.59M
BBA
57
BLB&B Advisors
Pennsylvania
$1.57M
ECM
58
ETrade Capital Management
Virginia
$1.52M +$73K +836 +5%
RCAG
59
Rehmann Capital Advisory Group
Michigan
$1.51M +$28.1K +322 +2%
FIM
60
Freedom Investment Management
Connecticut
$1.34M -$31.3K -359 -2%
PFA
61
Paradigm Financial Advisors
Missouri
$1.18M +$1.15M +13,120 New
Citigroup
62
Citigroup
New York
$1.09M +$51.8K +593 +5%
FAAS
63
First Allied Advisory Services
California
$1.08M +$49.5K +567 +5%
OIA
64
Optimum Investment Advisors
Illinois
$968K +$130K +1,495 +16%
CAL
65
Capital Advisors Ltd
Ohio
$964K +$933K +10,684 New
RFC
66
Regions Financial Corp
Alabama
$959K +$673K +7,714 +266%
LRPA
67
L. Roy Papp & Associates
Arizona
$953K
LTFS
68
Ladenburg Thalmann Financial Services
Florida
$921K +$84.5K +968 +10%
LBC
69
Lowe Brockenbrough & Co
Virginia
$887K
IH
70
IFC Holdings
Florida
$858K -$85.3K -977 -9%
PI
71
Placemark Investments
Illinois
$799K +$247K +2,828 +47%
NPC
72
National Planning Corporation
California
$793K -$35.7K -409 -4%
ST
73
Smithfield Trust
Pennsylvania
$779K +$24.4K +280 +3%
Natixis Advisors
74
Natixis Advisors
Massachusetts
$753K +$169K +1,931 +30%
Ameriprise
75
Ameriprise
Minnesota
$696K +$198K +2,272 +42%

VOT Hedge Fund Activity: Q4 2013 in Review

141 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Vanguard Mid-Cap Growth ETF (VOT) for Q4 2013, worth a combined $848M — up 8.4% from $783M a quarter earlier.

Buyers outnumbered sellers: 30 funds opened new VOT positions and 6 closed out — a net gain of 24 holders — while 56 added to existing stakes and 31 trimmed.

The largest buyer was Bank of Nova Scotia, opening a new position worth an estimated $14.1M. The largest seller was Qualcomm Inc, exiting entirely with an estimated $85.2M sold.

  • 141 institutional investors held Vanguard Mid-Cap Growth ETF (VOT) as of Q4 2013, up from 119 in Q3 2013.
  • Funds reported $848M of Vanguard Mid-Cap Growth ETF stock for Q4 2013, up 8.4% quarter-over-quarter.
  • 30 funds opened new Vanguard Mid-Cap Growth ETF positions in Q4 2013 and 6 closed out, a net change of +24 holders.
  • The largest Vanguard Mid-Cap Growth ETF buyer in Q4 2013 was Bank of Nova Scotia, an estimated $14.1M added.
  • The largest Vanguard Mid-Cap Growth ETF seller in Q4 2013 was Qualcomm Inc, an estimated $85.2M sold.

Based on aggregated 13F filings for Q4 2013.