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Vanguard Mid-Cap ETF

291 hedge funds and large institutions have $2.66B invested in Vanguard Mid-Cap ETF in 2013 Q4 according to their latest regulatory filings, with 59 funds opening new positions, 127 increasing their positions, 54 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

436% more first-time investments, than exits

New positions opened: 59 | Existing positions closed: 11

135% more repeat investments, than reductions

Existing positions increased: 127 | Existing positions reduced: 54

33% more funds holding in top 10

Funds holding in top 10: 2128 (+7)

18% more funds holding

Funds holding: 247291 (+44)

17% more capital invested

Capital invested by funds: $2.27B → $2.66B (+$383M)

4.27% more ownership

Funds ownership: 148.13%152.4% (+4.3%)

54% less call options, than puts

Call options by funds: $429K | Put options by funds: $935K

Holders
291
Holders Change
+44
Holders Change %
+17.81%
% of All Funds
8.45%
Holding in Top 10
28
Holding in Top 10 Change
+7
Holding in Top 10 Change %
+33.33%
% of All Funds
0.81%
New
59
Increased
127
Reduced
54
Closed
11
Calls
$429K
Puts
$935K
Net Calls
-$506K
Net Calls Change
-$465K
Name Holding Trade Value Shares
Change
Change in
Stake
Creative Planning
1
Creative Planning
Kansas
$385M +$49.9M +1,875,548 +15%
Bank of America
2
Bank of America
North Carolina
$348M +$30M +1,127,740 +10%
Wells Fargo
3
Wells Fargo
California
$293M +$4.79M +179,724 +2%
Morgan Stanley
4
Morgan Stanley
New York
$194M +$16.4M +616,192 +10%
PNC Financial Services Group
5
PNC Financial Services Group
Pennsylvania
$133M +$3.18M +119,400 +3%
TCT
6
TIAA CREF Trust
Missouri
$128M +$5.61M +210,824 +5%
U
7
UBS
Switzerland
$114M +$9.82M +368,768 +10%
BTS
8
BB&T Securities
Virginia
$58.1M +$864K +32,460 +18%
Northwestern Mutual Wealth Management
9
Northwestern Mutual Wealth Management
Wisconsin
$52M +$3.18M +119,592 +7%
Fifth Third Bancorp
10
Fifth Third Bancorp
Ohio
$42.7M +$5.18M +194,440 +14%
LPL Financial
11
LPL Financial
California
$40.6M +$5.68M +213,220 +17%
IAS
12
INR Advisory Services
Pennsylvania
$36.5M +$1.88M +70,632 +6%
WCM
13
Windham Capital Management
Massachusetts
$36.5M +$24.4M +918,108 +225%
Bank of New York Mellon
14
Bank of New York Mellon
New York
$36.3M +$1.82M +68,416 +5%
JP Morgan Chase
15
JP Morgan Chase
New York
$29.6M -$403K -15,120 -1%
KIM
16
Karpus Investment Management
New York
$28.7M +$308K +11,560 +1%
EHPM
17
Emery Howard Portfolio Management
California
$26M -$980K -36,792 -4%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$22.6M +$4.09M +153,772 +23%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$21M +$1.73M +64,856 +9%
SPIA
20
Strategic Point Investment Advisors
Rhode Island
$20.7M +$65K +2,440 +0.3%
TTWM
21
TCV Trust & Wealth Management
Virginia
$17.4M -$954K -35,820 -5%
BP
22
Ballentine Partners
Massachusetts
$16.1M -$972K -36,488 -6%
TCM
23
TD Capital Management
Tennessee
$14.6M -$613K -23,016 -4%
RW
24
Rand Wealth
Maryland
$14M +$4.03M +151,536 +42%
AFG
25
Arkansas Financial Group
Arkansas
$12.6M +$12.2M +457,908 New

VO Hedge Fund Activity: Q4 2013 in Review

291 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Vanguard Mid-Cap ETF (VO) for Q4 2013, worth a combined $2.66B — up 17% from $2.27B a quarter earlier.

Buyers outnumbered sellers: 59 funds opened new VO positions and 11 closed out — a net gain of 48 holders — while 127 added to existing stakes and 54 trimmed.

The largest buyer was Creative Planning, adding an estimated $49.9M. The largest seller was Deutsche Bank, cutting an estimated $39.5M.

  • 291 institutional investors held Vanguard Mid-Cap ETF (VO) as of Q4 2013, up from 247 in Q3 2013.
  • Funds reported $2.66B of Vanguard Mid-Cap ETF stock for Q4 2013, up 17% quarter-over-quarter.
  • 59 funds opened new Vanguard Mid-Cap ETF positions in Q4 2013 and 11 closed out, a net change of +48 holders.
  • The largest Vanguard Mid-Cap ETF buyer in Q4 2013 was Creative Planning, an estimated $49.9M added.
  • The largest Vanguard Mid-Cap ETF seller in Q4 2013 was Deutsche Bank, an estimated $39.5M sold.

Based on aggregated 13F filings for Q4 2013.