|
1
|
PT Asset Management
Chicago,
Illinois
|
$4.46M
|
-$51.2K
|
-3,400
|
-1%
|
|
|
2
|
Guggenheim Capital
Chicago,
Illinois
|
$3.32M
|
-$383K
|
-25,398
|
-10%
|
|
|
3
|
Saba Capital Management
New York
|
$1.65M
|
-$1.05M
|
-69,457
|
-39%
|
|
|
4
|
Advisors Asset Management
Monument,
Colorado
|
$1.64M
|
-$195K
|
-12,942
|
-11%
|
|
|
5
|
Wolverine Asset Management
Chicago,
Illinois
|
$1.5M
|
+$115K
|
+7,629
|
+8%
|
|
|
6
|
Yorktown Management & Research Company
Forest,
Virginia
|
$1.28M
|
+$1.28M
|
+85,000
|
New
|
|
|
7
|
|
$1.16M
|
+$432K
|
+28,650
|
+60%
|
|
|
8
|
Shaker Financial Services
Arlington,
Virginia
|
$1.15M
|
+$327K
|
+21,678
|
+40%
|
|
|
9
|
LPL Financial
San Diego,
California
|
$333K
|
-$35K
|
-2,325
|
-10%
|
|
|
10
|
AQR Arbitrage
Greenwich,
Connecticut
|
$243K
|
+$242K
|
+16,069
|
New
|
|
|
11
|
MSI Financial Services
Springfield,
Massachusetts
|
$228K
|
+$228K
|
+15,110
|
New
|
|
|
12
|
Landscape Capital Management
Englewood,
New Jersey
|
$214K
|
+$25.1K
|
+1,664
|
+13%
|
|
|
13
|
Cornerstone Advisors
Asheville,
North Carolina
|
$162K
|
–
|
–
|
–
|
|
|
14
|
|
$152K
|
-$31.8K
|
-2,108
|
-17%
|
|
|
15
|
UBS Group
Zurich,
Switzerland
|
$137K
|
+$13.4K
|
+891
|
+11%
|
|
|
16
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$64K
|
+$1.02K
|
+68
|
+2%
|
|
|
17
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$45K
|
–
|
–
|
–
|
|
|
18
|
FineMark National Bank & Trust
Fort Myers,
Florida
|
$32K
|
–
|
–
|
–
|
|
|
19
|
American International Group
New York
|
$31.4K
|
–
|
–
|
–
|
|
|
20
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
$15K
|
+$15.1K
|
+1,000
|
New
|
|
|
21
|
Highlander Capital Management
Short Hills,
New Jersey
|
$14K
|
–
|
–
|
–
|
|
|
22
|
WFG Advisors
Dallas,
Texas
|
$8K
|
-$15.1K
|
-1,000
|
-67%
|
|
|
23
|
Wells Fargo
San Francisco,
California
|
$3K
|
+$2.94K
|
+195
|
+19,500%
|
|
|
24
|
Bank of America
Charlotte,
North Carolina
|
$1K
|
-$17K
|
-1,126
|
-94%
|
|
|
25
|
SG Americas Securities
New York
|
–
|
-$472K
|
-31,453
|
Closed
|
|
