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Vanguard Industrials ETF

73 hedge funds and large institutions have $595M invested in Vanguard Industrials ETF in 2013 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 24 increasing their positions, 16 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,900% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 1

50% more repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 16

42% more capital invested

Capital invested by funds: $420M → $595M (+$175M)

35% more funds holding

Funds holding: 5473 (+19)

5.84% less ownership

Funds ownership: 52.43%46.6% (-5.8%)

Holders
73
Holders Change
+19
Holders Change %
+35.19%
% of All Funds
2.37%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
20
Increased
24
Reduced
16
Closed
1
Calls
$268K
Puts
Net Calls
+$268K
Net Calls Change
-$589K
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$341M +$55.8M +644,320 +20%
RIG
2
RiverFront Investment Group
Virginia
$42.2M +$40.5M +467,379 +11,047%
Wells Fargo
3
Wells Fargo
California
$41.8M +$5.24M +60,484 +15%
MAA
4
Managed Account Advisors
New Jersey
$32.3M +$4.62M +53,266 +17%
Morgan Stanley
5
Morgan Stanley
New York
$24.6M +$168K +1,935 +0.7%
U
6
UBS
Switzerland
$23.7M +$2.5M +28,828 +12%
BTS
7
BB&T Securities
Virginia
$12.6M +$1.22M +14,064 New
DBT
8
Dubuque Bank & Trust
Iowa
$9.23M -$285K -3,290 -3%
RW
9
Rand Wealth
Maryland
$8.25M +$524K +6,051 +7%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$6.13M +$5.05M +58,297 +568%
PNC Financial Services Group
11
PNC Financial Services Group
Pennsylvania
$5.03M +$399K +4,607 +9%
LPL Financial
12
LPL Financial
California
$4.97M -$1.09M -12,536 -19%
CCT
13
Country Club Trust
Missouri
$4.87M -$283K -3,265 -6%
RJA
14
Raymond James & Associates
Florida
$4.42M +$1.74M +20,120 +69%
B
15
Bailard
California
$4.19M +$4.06M +46,840 New
QA
16
Quantitative Advantage
Minnesota
$3.93M -$1.24M -14,301 -25%
HighTower Advisors
17
HighTower Advisors
Illinois
$3.08M +$196K +2,261 +7%
Fisher Asset Management
18
Fisher Asset Management
Washington
$2.05M +$1.99M +22,903 New
TBA
19
Train Babcock Advisors
New York
$1.53M +$36.8K +425 +3%
MFS
20
MSI Financial Services
Massachusetts
$1.31M +$269K +3,108 +27%
BC
21
Bartlett & Co
Ohio
$1.07M
V
22
Veritable
Delaware
$1.07M
WA
23
WESPAC Advisors
California
$1.07M +$151K +1,740 +17%
AHS
24
Aspiriant Holdings S3
California
$1.01M -$26.2K -302 -3%
Goldman Sachs
25
Goldman Sachs
New York
$964K +$934K +10,781 New

VIS Hedge Fund Activity: Q3 2013 in Review

73 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Vanguard Industrials ETF (VIS) for Q3 2013, worth a combined $595M — up 42% from $420M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new VIS positions and 1 closed out — a net gain of 19 holders — while 24 added to existing stakes and 16 trimmed.

The largest buyer was Bank of America, adding an estimated $55.8M. The largest seller was Susquehanna International Group, cutting an estimated $2.34M.

  • 73 institutional investors held Vanguard Industrials ETF (VIS) as of Q3 2013, up from 54 in Q2 2013.
  • Funds reported $595M of Vanguard Industrials ETF stock for Q3 2013, up 42% quarter-over-quarter.
  • 20 funds opened new Vanguard Industrials ETF positions in Q3 2013 and 1 closed out, a net change of +19 holders.
  • The largest Vanguard Industrials ETF buyer in Q3 2013 was Bank of America, an estimated $55.8M added.
  • The largest Vanguard Industrials ETF seller in Q3 2013 was Susquehanna International Group, an estimated $2.34M sold.

Based on aggregated 13F filings for Q3 2013.