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Vanguard Industrials ETF

95 hedge funds and large institutions have $845M invested in Vanguard Industrials ETF in 2014 Q1 according to their latest regulatory filings, with 19 funds opening new positions, 35 increasing their positions, 25 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

58% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 12

40% more repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 25

33% more funds holding in top 10

Funds holding in top 10: 34 (+1)

15% more call options, than puts

Call options by funds: $754K | Put options by funds: $654K

8% more funds holding

Funds holding: 8895 (+7)

1% more capital invested

Capital invested by funds: $836M → $845M (+$8.42M)

4.15% less ownership

Funds ownership: 54.11%49.96% (-4.1%)

Holders
95
Holders Change
+7
Holders Change %
+7.95%
% of All Funds
2.74%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.12%
New
19
Increased
35
Reduced
25
Closed
12
Calls
$754K
Puts
$654K
Net Calls
+$100K
Net Calls Change
-$210K
Name Holding Trade Value Shares
Change
Change in
Stake
KFS
51
KMS Financial Services
Washington
$471K +$462K +4,684 New
Fifth Third Bancorp
52
Fifth Third Bancorp
Ohio
$468K -$88.3K -895 -16%
CFS
53
Community Financial System
New York
$468K
HighTower Advisors
54
HighTower Advisors
Illinois
$458K -$928K -9,415 -67%
FAAS
55
First Allied Advisory Services
California
$427K +$52K +527 +14%
CIBC World Market
56
CIBC World Market
Ontario, Canada
$420K +$194K +1,968 +89%
CCG
57
Chatham Capital Group
Georgia
$409K -$93.7K -950 -19%
BF
58
BOK Financial
Oklahoma
$408K -$12.7K -129 -3%
MC
59
Mathes Company
New York
$408K +$400K +4,061 New
AL
60
Aspiriant LLC
California
$379K +$371K +3,766 New
LS
61
Lattice Strategies
Pennsylvania
$369K -$14.8K -150 -4%
AP
62
Advisors Preferred
Maryland
$369K +$362K +3,667 New
FWM
63
Focused Wealth Management
New York
$367K +$308K +3,124 +598%
BC
64
Burney Company
Virginia
$361K -$3.85K -39 -1%
FT
65
Fiduciary Trust
Massachusetts
$314K -$4.93K -50 -2%
Envestnet Asset Management
66
Envestnet Asset Management
Illinois
$308K -$79.6K -807 -21%
Creative Planning
67
Creative Planning
Kansas
$301K +$110K +1,114 +59%
SC
68
SouthState Corp
Florida
$293K +$3.75K +38 +1%
GIM
69
Goelzer Investment Management
Indiana
$281K
PGFC
70
Peapack-Gladstone Financial Corp
New Jersey
$267K
Citigroup
71
Citigroup
New York
$251K -$61.3K -622 -20%
AIG
72
American International Group
New York
$211K -$538K -5,458 -72%
BFA
73
Bragg Financial Advisors
North Carolina
$206K
IFWM
74
Institute for Wealth Management
Colorado
$182K -$30.3K -307 -15%
BEAM
75
Baker Ellis Asset Management
Washington
$171K

VIS Hedge Fund Activity: Q1 2014 in Review

95 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in Vanguard Industrials ETF (VIS) for Q1 2014, worth a combined $845M — up 1% from $836M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new VIS positions and 12 closed out — a net gain of 7 holders — while 35 added to existing stakes and 25 trimmed.

The largest buyer was Managed Account Advisors, adding an estimated $34.4M. The largest seller was RiverFront Investment Group, exiting entirely with an estimated $47.7M sold.

  • 95 institutional investors held Vanguard Industrials ETF (VIS) as of Q1 2014, up from 88 in Q4 2013.
  • Funds reported $845M of Vanguard Industrials ETF stock for Q1 2014, up 1% quarter-over-quarter.
  • 19 funds opened new Vanguard Industrials ETF positions in Q1 2014 and 12 closed out, a net change of +7 holders.
  • The largest Vanguard Industrials ETF buyer in Q1 2014 was Managed Account Advisors, an estimated $34.4M added.
  • The largest Vanguard Industrials ETF seller in Q1 2014 was RiverFront Investment Group, an estimated $47.7M sold.

Based on aggregated 13F filings for Q1 2014.