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Vanguard S&P Small-Cap 600 Value ETF

27 hedge funds and large institutions have $19.9M invested in Vanguard S&P Small-Cap 600 Value ETF in 2016 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 7 increasing their positions, 6 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

350% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 2

35% more funds holding

Funds holding: 2027 (+7)

17% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 6

6% more capital invested

Capital invested by funds: $18.8M → $19.9M (+$1.12M)

2.3% less ownership

Funds ownership: 32.48%30.18% (-2.3%)

Holders
27
Holders Change
+7
Holders Change %
+35%
% of All Funds
0.72%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
7
Reduced
6
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$7.14M +$121K +2,292 +2%
Jane Street
2
Jane Street
New York
$2.18M +$2.13M +40,370 New
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$1.94M +$1.91M +36,058 New
JMPWA
4
JP Morgan Private Wealth Advisors
California
$1.31M -$14.5K -274 -1%
PFM
5
Phillips Financial Management
Indiana
$1.06M +$106 +2 +0%
LPL Financial
6
LPL Financial
California
$1.03M +$474K +8,964 +86%
WA
7
Wealth Architects
California
$742K
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$652K +$134K +2,530 +26%
TH
9
Timber Hill
Connecticut
$609K +$597K +11,302 New
SPC
10
Sigma Planning Corp
Michigan
$596K +$585K +11,060 New
PAG
11
Private Advisor Group
New Jersey
$427K -$19K -360 -4%
FAAS
12
First Allied Advisory Services
California
$423K +$31.6K +598 +8%
VF
13
Virtu Financial
New York
$232K +$228K +4,310 New
Bank of America
14
Bank of America
North Carolina
$213K +$10.7K +202 +5%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$204K -$31.1K -588 -13%
Ameriprise
16
Ameriprise
Minnesota
$202K -$363K -6,862 -65%
CJA
17
C-J Advisory
California
$197K +$193K +3,658 New
Morgan Stanley
18
Morgan Stanley
New York
$191K -$43.7K -826 -19%
FHA
19
First Horizon Advisors
Tennessee
$178K
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$174K +$10.4K +196 +6%
MFS
21
MSI Financial Services
Massachusetts
$138K -$20.6K -390 -13%
PFBT
22
Parkside Financial Bank & Trust
Missouri
$53K
IA
23
IFP Advisors
Florida
$22K
BlackRock
24
BlackRock
New York
$7K
FNBT
25
FineMark National Bank & Trust
Florida
$3K +$3.17K +60 New

VIOV Hedge Fund Activity: Q3 2016 in Review

27 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Vanguard S&P Small-Cap 600 Value ETF (VIOV) for Q3 2016, worth a combined $19.9M — up 6% from $18.8M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new VIOV positions and 2 closed out — a net gain of 7 holders — while 7 added to existing stakes and 6 trimmed.

The largest buyer was Jane Street, opening a new position worth an estimated $2.13M. The largest seller was Efficient Advisors, exiting entirely with an estimated $5.59M sold.

  • 27 institutional investors held Vanguard S&P Small-Cap 600 Value ETF (VIOV) as of Q3 2016, up from 20 in Q2 2016.
  • Funds reported $19.9M of Vanguard S&P Small-Cap 600 Value ETF stock for Q3 2016, up 6% quarter-over-quarter.
  • 9 funds opened new Vanguard S&P Small-Cap 600 Value ETF positions in Q3 2016 and 2 closed out, a net change of +7 holders.
  • The largest Vanguard S&P Small-Cap 600 Value ETF buyer in Q3 2016 was Jane Street, an estimated $2.13M added.
  • The largest Vanguard S&P Small-Cap 600 Value ETF seller in Q3 2016 was Efficient Advisors, an estimated $5.59M sold.

Based on aggregated 13F filings for Q3 2016.