|
1
|
Bank of America
Charlotte,
North Carolina
|
$3.58M
|
+$303K
|
+5,524
|
+9%
|
|
|
2
|
|
$3.23M
|
+$1.55M
|
+28,166
|
+81%
|
|
|
3
|
UBS Group
Zurich,
Switzerland
|
$3.21M
|
+$269K
|
+4,900
|
+9%
|
|
|
4
|
First Allied Advisory Services
San Diego,
California
|
$2.68M
|
+$24.5K
|
+446
|
+0.9%
|
|
|
5
|
Private Advisor Group
Morristown,
New Jersey
|
$843K
|
-$2.97K
|
-54
|
-0.3%
|
|
|
6
|
Concert Wealth Management
San Jose,
California
|
$833K
|
+$891K
|
+16,218
|
New
|
|
|
7
|
LPL Financial
San Diego,
California
|
$644K
|
+$79.1K
|
+1,440
|
+13%
|
|
|
8
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$490K
|
-$84.4K
|
-1,536
|
-14%
|
|
|
9
|
Horizon Investment Services
Hammond,
Indiana
|
$276K
|
+$21.3K
|
+388
|
+8%
|
|
|
10
|
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
$230K
|
+$15.5K
|
+282
|
+7%
|
|
|
11
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$193K
|
-$37.8K
|
-688
|
-16%
|
|
|
12
|
Wells Fargo
San Francisco,
California
|
$111K
|
-$9.12K
|
-166
|
-7%
|
|
|
13
|
Creative Planning
Overland Park,
Kansas
|
$44K
|
+$46.7K
|
+850
|
New
|
|
|
14
|
|
$41K
|
+$43.9K
|
+800
|
New
|
|
|
15
|
Thompson Siegel & Walmsley
Richmond,
Virginia
|
$26K
|
+$27.6K
|
+502
|
New
|
|
|
16
|
Advantage Investment Management
Cedar Rapids,
Iowa
|
$10K
|
+$10.2K
|
+186
|
New
|
|
|
17
|
|
–
|
-$11.3M
|
-200,000
|
Closed
|
|
|
18
|
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
–
|
-$3.46M
|
-61,510
|
Closed
|
|
|
19
|
American International Group
New York
|
–
|
-$338
|
-6
|
Closed
|
|
