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Vanguard Short-Term Treasury ETF

31 hedge funds and large institutions have $163M invested in Vanguard Short-Term Treasury ETF in 2013 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 11 increasing their positions, 11 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

47% more capital invested

Capital invested by funds: $111M → $163M (+$52.4M)

0% more funds holding

Funds holding: 3131 (0)

0% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 3

0% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 11

Holders
31
Holders Change
Holders Change %
0%
% of All Funds
1.01%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
11
Reduced
11
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AUIM
1
Aegon USA Investment Management
Iowa
$60.4M +$18.5M +304,229 +44%
Bank of America
2
Bank of America
North Carolina
$39.2M +$17.3M +283,729 +79%
FM
3
Forward Management
California
$14.2M
Morgan Stanley
4
Morgan Stanley
New York
$12.2M +$5.61M +92,243 +86%
U
5
UBS
Switzerland
$5.42M +$88.1K +1,449 +2%
Franklin Resources
6
Franklin Resources
California
$5.27M +$3.67M +60,372 +231%
LPL Financial
7
LPL Financial
California
$4.4M +$1.53M +25,153 +53%
Wells Fargo
8
Wells Fargo
California
$3.81M -$248K -4,076 -6%
VKH
9
Virtu KCG Holdings
New York
$3.25M +$3.25M +53,422 New
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$3.09M +$1.5M +24,692 +95%
GLA
11
Great Lakes Advisors
Illinois
$1.68M -$99.1K -1,629 -6%
MFS
12
MSI Financial Services
Massachusetts
$1.38M +$1.04M +17,174 +313%
BFA
13
Bragg Financial Advisors
North Carolina
$1.31M -$11.1K -182 -0.8%
SI
14
SII Investments
Wisconsin
$1.04M +$405K +6,661 +64%
SB
15
Suntrust Banks
Georgia
$1.02M -$27.2K -448 -3%
Ameriprise
16
Ameriprise
Minnesota
$760K +$22.3K +367 +3%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$755K -$71.3K -1,172 -9%
IH
18
IFC Holdings
Florida
$574K -$53.8K -884 -9%
MBT
19
Montecito Bank & Trust
California
$548K -$1.7K -28 -0.3%
CC
20
Courier Capital
New York
$530K
KeyBank National Association
21
KeyBank National Association
Ohio
$499K
CNB
22
City National Bank
California
$453K -$131K -2,160 -23%
DS
23
DRW Securities
Illinois
$388K -$12.2K -200 -3%
RIA
24
Regal Investment Advisors
Michigan
$324K +$324K +5,325 New
Chevy Chase Trust
25
Chevy Chase Trust
Maryland
$308K +$182 +3 +0.1%

VGSH Hedge Fund Activity: Q3 2013 in Review

31 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Vanguard Short-Term Treasury ETF (VGSH) for Q3 2013, worth a combined $163M — up 47% from $111M a quarter earlier.

Fund positioning in VGSH was balanced in Q3 2013: 3 funds opened new positions, 3 closed out, 11 added to existing stakes and 11 trimmed.

The largest buyer was Aegon USA Investment Management, adding an estimated $18.5M. The largest seller was Credit Suisse, exiting entirely with an estimated $333K sold.

  • 31 institutional investors held Vanguard Short-Term Treasury ETF (VGSH) as of Q3 2013, unchanged from Q2 2013.
  • Funds reported $163M of Vanguard Short-Term Treasury ETF stock for Q3 2013, up 47% quarter-over-quarter.
  • 3 funds opened new Vanguard Short-Term Treasury ETF positions in Q3 2013 and 3 closed out, a net change of 0 holders.
  • The largest Vanguard Short-Term Treasury ETF buyer in Q3 2013 was Aegon USA Investment Management, an estimated $18.5M added.
  • The largest Vanguard Short-Term Treasury ETF seller in Q3 2013 was Credit Suisse, an estimated $333K sold.

Based on aggregated 13F filings for Q3 2013.