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VGI

Virtus Global Multi-Sector Income Fund

21 hedge funds and large institutions have $49.1M invested in Virtus Global Multi-Sector Income Fund in 2013 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 10 increasing their positions, 4 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 4

17% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 6

10% more capital invested

Capital invested by funds: $44.7M → $49.1M (+$4.47M)

5% more funds holding

Funds holding: 2021 (+1)

2.46% more ownership

Funds ownership: 23.34%25.8% (+2.5%)

Holders
21
Holders Change
+1
Holders Change %
+5%
% of All Funds
0.61%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
10
Reduced
4
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
U
1
UBS
Switzerland
$17M -$547K -32,289 -3%
Morgan Stanley
2
Morgan Stanley
New York
$7.49M -$1.32M -77,652 -15%
GC
3
Guggenheim Capital
Illinois
$6.29M -$145K -8,572 -2%
RCM
4
Rivernorth Capital Management
Florida
$5.64M +$744K +43,953 +15%
MIG
5
Mariner Investment Group
New York
$2.4M +$2.4M +141,733 New
1CP
6
1607 Capital Partners
Virginia
$2.23M +$747K +44,094 +50%
RJA
7
Raymond James & Associates
Florida
$1.41M +$360K +21,250 +34%
Invesco
8
Invesco
Georgia
$1.33M +$155K +9,141 +13%
SCM
9
Saba Capital Management
New York
$1.14M +$1.14M +67,424 New
AAM
10
Advisors Asset Management
Colorado
$840K +$75K +4,426 +10%
Wells Fargo
11
Wells Fargo
California
$682K +$5.86K +346 +0.9%
DA
12
Doliver Advisors
Texas
$629K +$290K +17,113 +85%
Bank of America
13
Bank of America
North Carolina
$594K +$521K +30,790 +709%
WAM
14
Wolverine Asset Management
Illinois
$434K +$435K +25,679 New
PPA
15
Parametric Portfolio Associates
Washington
$366K +$145K +8,572 +65%
VKH
16
Virtu KCG Holdings
New York
$354K +$354K +20,914 New
HighTower Advisors
17
HighTower Advisors
Illinois
$189K +$189K +11,150 New
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$44K -$31.4K -1,855 -41%
TCM
19
TD Capital Management
Tennessee
$34K +$33.9K +2,000 New
Citigroup
20
Citigroup
New York
$13K +$13.3K +786 +3,573%
MFS
21
MSI Financial Services
Massachusetts
$3K +$2.63K +155 New
Comerica Bank
22
Comerica Bank
Texas
-$670K -39,377 Closed
USGIU
23
U.S. Global Investors (USGI)
Texas
-$102K -6,000 Closed
Deutsche Bank
24
Deutsche Bank
Germany
-$46K -2,764 Closed
TRCT
25
Tower Research Capital (TRC)
New York
-$40K -2,374 Closed

VGI Hedge Fund Activity: Q4 2013 in Review

21 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Virtus Global Multi-Sector Income Fund (VGI) for Q4 2013, worth a combined $49.1M — up 10% from $44.7M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new VGI positions and 6 closed out — a net gain of 1 holder — while 10 added to existing stakes and 4 trimmed.

The largest buyer was Mariner Investment Group, opening a new position worth an estimated $2.4M. The largest seller was Morgan Stanley, cutting an estimated $1.32M.

  • 21 institutional investors held Virtus Global Multi-Sector Income Fund (VGI) as of Q4 2013, up from 20 in Q3 2013.
  • Funds reported $49.1M of Virtus Global Multi-Sector Income Fund stock for Q4 2013, up 10% quarter-over-quarter.
  • 7 funds opened new Virtus Global Multi-Sector Income Fund positions in Q4 2013 and 6 closed out, a net change of +1 holder.
  • The largest Virtus Global Multi-Sector Income Fund buyer in Q4 2013 was Mariner Investment Group, an estimated $2.4M added.
  • The largest Virtus Global Multi-Sector Income Fund seller in Q4 2013 was Morgan Stanley, an estimated $1.32M sold.

Based on aggregated 13F filings for Q4 2013.