|
1
|
Wells Fargo
San Francisco,
California
|
$2.37M
|
-$26.4K
|
-1,999
|
-1%
|
|
|
2
|
|
$1.03M
|
-$77K
|
-5,834
|
-7%
|
|
|
3
|
Financial & Investment Management Group
Traverse City,
Michigan
|
$956K
|
+$21.1K
|
+1,600
|
+2%
|
|
|
4
|
Karpus Investment Management
Pittsford,
New York
|
$690K
|
-$15.8K
|
-1,200
|
-2%
|
|
|
5
|
Nuveen
Charlotte,
North Carolina
|
$538K
|
–
|
–
|
–
|
|
|
6
|
Doliver Advisors
Houston,
Texas
|
$524K
|
-$53
|
-4
|
-0%
|
|
|
7
|
UBS Group
Zurich,
Switzerland
|
$450K
|
+$213K
|
+16,128
|
+89%
|
|
|
8
|
Tortoise Investment Management
White Plains,
New York
|
$446K
|
–
|
–
|
–
|
|
|
9
|
LPL Financial
San Diego,
California
|
$317K
|
+$673
|
+51
|
+0.2%
|
|
|
10
|
Dorsey & Whitney Trust
Sioux Falls,
South Dakota
|
$273K
|
–
|
–
|
–
|
|
|
11
|
Northside Capital Management
Hood River,
Oregon
|
$273K
|
–
|
–
|
–
|
|
|
12
|
Wolverine Asset Management
Chicago,
Illinois
|
$263K
|
+$224K
|
+16,941
|
+545%
|
|
|
13
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$232K
|
+$19.8K
|
+1,500
|
+9%
|
|
|
14
|
First Allied Advisory Services
San Diego,
California
|
$209K
|
-$79.2K
|
-6,000
|
-27%
|
|
|
15
|
Landscape Capital Management
Englewood,
New Jersey
|
$184K
|
+$185K
|
+14,009
|
New
|
|
|
16
|
IFC Holdings
Tampa,
Florida
|
$156K
|
+$739
|
+56
|
+0.5%
|
|
|
17
|
Next Financial Group
Houston,
Texas
|
$100K
|
+$101K
|
+7,649
|
New
|
|
|
18
|
Bank of America
Charlotte,
North Carolina
|
$62K
|
-$12.9K
|
-974
|
-17%
|
|
|
19
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$58K
|
–
|
–
|
–
|
|
|
20
|
FineMark National Bank & Trust
Fort Myers,
Florida
|
$22K
|
–
|
–
|
–
|
|
|
21
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
$16K
|
+$15.8K
|
+1,200
|
New
|
|
|
22
|
Bank of Montreal
Toronto,
Ontario, Canada
|
$4K
|
–
|
–
|
–
|
|
|
23
|
WFG Advisors
Dallas,
Texas
|
$3K
|
–
|
–
|
–
|
|
|
24
|
Advisors Asset Management
Monument,
Colorado
|
–
|
-$1.08M
|
-82,539
|
Closed
|
|
|
25
|
Fifth Third Bancorp
Cincinnati,
Ohio
|
–
|
-$21K
|
-1,642
|
Closed
|
|
