|
1
|
Guggenheim Capital
Chicago,
Illinois
|
$6.98M
|
-$75.9K
|
-6,828
|
-1%
|
|
|
2
|
Bank of America
Charlotte,
North Carolina
|
$3.27M
|
+$1.11M
|
+99,433
|
+53%
|
|
|
3
|
|
$2.59M
|
+$230K
|
+20,703
|
+10%
|
|
|
4
|
|
$2.07M
|
+$319K
|
+28,727
|
+19%
|
|
|
5
|
LPL Financial
San Diego,
California
|
$1.79M
|
+$122K
|
+10,991
|
+8%
|
|
|
6
|
Global Endowment Management
Charlotte,
North Carolina
|
$1.67M
|
+$1.62M
|
+146,100
|
New
|
|
|
7
|
Advisors Asset Management
Monument,
Colorado
|
$1.39M
|
+$371K
|
+33,387
|
+38%
|
|
|
8
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$1.14M
|
-$1.88M
|
-169,246
|
-63%
|
|
|
9
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$1.05M
|
+$1.02M
|
+91,796
|
New
|
|
|
10
|
Alpha Cubed Investments
Irvine,
California
|
$816K
|
+$797K
|
+71,657
|
New
|
|
|
11
|
Wells Fargo
San Francisco,
California
|
$811K
|
+$237K
|
+21,315
|
+43%
|
|
|
12
|
Hollencrest Capital Management
Newport Beach,
California
|
$625K
|
+$609K
|
+54,779
|
New
|
|
|
13
|
L & S Advisors
Los Angeles,
California
|
$556K
|
+$542K
|
+48,766
|
New
|
|
|
14
|
AQR Capital Management
Greenwich,
Connecticut
|
$551K
|
+$265K
|
+23,812
|
+97%
|
|
|
15
|
SG Americas Securities
New York
|
$459K
|
+$448K
|
+40,272
|
New
|
|
|
16
|
Karpus Investment Management
Pittsford,
New York
|
$456K
|
+$445K
|
+40,023
|
New
|
|
|
17
|
Virtu KCG Holdings
New York
|
$444K
|
+$433K
|
+38,959
|
New
|
|
|
18
|
Tradewinds Capital Management
Bellingham,
Washington
|
$331K
|
+$322K
|
+29,000
|
New
|
|
|
19
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$146K
|
-$315K
|
-28,340
|
-69%
|
|
|
20
|
Apriem Advisors
Irvine,
California
|
$121K
|
–
|
–
|
–
|
|
|
21
|
M Holdings Securities
Portland,
Oregon
|
$114K
|
+$111K
|
+10,027
|
New
|
|
|
22
|
|
$113K
|
-$55.4K
|
-4,983
|
-34%
|
|
|
23
|
Whittier Trust
South Pasadena,
California
|
$111K
|
–
|
–
|
–
|
|
|
24
|
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
$57K
|
+$55.6K
|
+5,000
|
New
|
|
|
25
|
West Family Investments
Carlsbad,
California
|
$57K
|
+$55.6K
|
+5,000
|
New
|
|
