|
401
|
Simplex Trading
Chicago,
Illinois
|
–
|
-$127K
|
-522
|
Closed
|
|
|
402
|
Rebalance
Palo Alto,
California
|
–
|
-$94.4K
|
-431
|
Closed
|
|
|
403
|
First National Bank of South Miami
South Miami,
Florida
|
–
|
-$73K
|
-335
|
Closed
|
|
|
404
|
U.S. Capital Wealth Advisors
Austin,
Texas
|
–
|
-$67.7K
|
-309
|
Closed
|
|
|
405
|
SignatureFD
Atlanta,
Georgia
|
–
|
-$65.7K
|
-300
|
Closed
|
|
|
406
|
Patriot Investment Management Group
Knoxville,
Tennessee
|
–
|
-$73.1K
|
-291
|
Closed
|
|
|
407
|
Activest Wealth Management
Aventure,
Florida
|
–
|
-$48.7K
|
-223
|
Closed
|
|
|
408
|
Nomura Asset Management
Tokyo,
Japan
|
–
|
-$43.8K
|
-200
|
Closed
|
|
|
409
|
Phocas Financial Corp
Alameda,
California
|
–
|
-$41.6K
|
-190
|
Closed
|
|
|
410
|
First Personal Financial Services
Charlotte,
North Carolina
|
–
|
-$36.6K
|
-167
|
Closed
|
|
|
411
|
Cullen/Frost Bankers
San Antonio,
Texas
|
–
|
-$19.7K
|
-90
|
Closed
|
|
|
412
|
Private Trust Company
Cleveland,
Ohio
|
–
|
-$19K
|
-86
|
Closed
|
|
|
413
|
Armstrong Advisory Group
Needham,
Massachusetts
|
–
|
-$13.6K
|
-62
|
Closed
|
|
|
414
|
Capital Management Associates (New York)
New York
|
–
|
-$13.1K
|
-60
|
Closed
|
|
|
415
|
Founders Capital Management (Texas)
Houston,
Texas
|
–
|
-$11K
|
-50
|
Closed
|
|
|
416
|
Pathway Financial Advisers
Auburn,
Indiana
|
–
|
-$6.34K
|
-29
|
Closed
|
|
|
417
|
Global Wealth Strategies & Associates
Denver,
Colorado
|
–
|
-$2.19K
|
-10
|
Closed
|
|
|
418
|
Accurate Wealth Management
Wesley Chapel,
Florida
|
–
|
-$1.83K
|
-8
|
Closed
|
|
|
419
|
Benjamin Edwards Inc
Clayton,
Missouri
|
–
|
-$1K
|
-4
|
Closed
|
|
|
420
|
Concord Wealth Partners
Abingdon,
Virginia
|
–
|
-$657
|
-3
|
Closed
|
|
|
421
|
Riverpoint Wealth Management Holdings
Chicago,
Illinois
|
–
|
-$460
|
-2
|
Closed
|
|
