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Vanguard Morningstar Small-Cap ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$315M +$311M +3,366,249 New
Wells Fargo
2
Wells Fargo
California
$223M +$220M +2,380,846 New
Fidelity Investments
3
Fidelity Investments
Massachusetts
$179M +$176M +1,906,601 New
Morgan Stanley
4
Morgan Stanley
New York
$162M +$160M +1,731,179 New
U
5
UBS
Switzerland
$109M +$108M +1,165,303 New
PNC Financial Services Group
6
PNC Financial Services Group
Pennsylvania
$93.5M +$92.3M +997,795 New
Creative Planning
7
Creative Planning
Kansas
$93M +$91.8M +992,933 New
TCT
8
TIAA CREF Trust
Missouri
$88.6M +$87.4M +944,999 New
Vanguard Group
9
Vanguard Group
Pennsylvania
$81.1M +$80M +865,083 New
Bank of Montreal
10
Bank of Montreal
Ontario, Canada
$74.7M +$73.7M +796,661 New
CNB
11
City National Bank
Delaware
$54.7M +$54M +583,824 New
LPL Financial
12
LPL Financial
California
$52.5M +$51.9M +560,752 New
Bessemer Group
13
Bessemer Group
New Jersey
$37.5M +$37M +400,083 New
WCM
14
Windham Capital Management
Massachusetts
$36.7M +$36.2M +391,731 New
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$36.4M +$36M +388,703 New
VCP
16
Vista Capital Partners
Oregon
$36.2M +$35.7M +386,254 New
AUIM
17
Aegon USA Investment Management
Iowa
$35.9M +$35.4M +383,103 New
Goldman Sachs
18
Goldman Sachs
New York
$34.1M +$33.7M +364,043 New
AA
19
ALPS Advisors
Colorado
$33.6M +$33.2M +358,717 New
QI
20
QS Investors
New York
$28M +$26.2M +282,969 New
KIM
21
Karpus Investment Management
New York
$27.9M +$27.5M +297,449 New
HSBC Holdings
22
HSBC Holdings
United Kingdom
$26.6M +$26.3M +283,798 New
Fifth Third Bancorp
23
Fifth Third Bancorp
Ohio
$23M +$22.7M +245,919 New
Bank of New York Mellon
24
Bank of New York Mellon
New York
$21M +$20.7M +224,089 New
IAS
25
INR Advisory Services
Pennsylvania
$18.7M +$18.4M +199,189 New