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ProShares Ultra Materials

18 hedge funds and large institutions have $10.8M invested in ProShares Ultra Materials in 2013 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 3 increasing their positions, 7 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

84% more capital invested

Capital invested by funds: $5.84M → $10.8M (+$4.91M)

50% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 4

16.34% more ownership

Funds ownership: 22.65%38.99% (+16%)

13% more funds holding

Funds holding: 1618 (+2)

54% less call options, than puts

Call options by funds: $2.87M | Put options by funds: $6.21M

57% less repeat investments, than reductions

Existing positions increased: 3 | Existing positions reduced: 7

Holders
18
Holders Change
+2
Holders Change %
+12.5%
% of All Funds
0.58%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
3
Reduced
7
Closed
4
Calls
$2.87M
Puts
$6.21M
Net Calls
-$3.34M
Net Calls Change
+$2.56M
Name Holding Trade Value Shares
Change
Change in
Stake
VF
1
Virtu Financial
New York
$3.08M +$2.9M +295,300 New
LPL Financial
2
LPL Financial
California
$2.27M -$535K -54,488 -21%
AI
3
Atria Investments
North Carolina
$1.6M +$360K +36,692 +31%
TH
4
Timber Hill
Connecticut
$1.12M +$1.06M +107,640 New
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$973K -$117K -11,912 -11%
VKH
6
Virtu KCG Holdings
New York
$595K +$560K +57,012 New
TRCT
7
Tower Research Capital (TRC)
New York
$468K +$440K +44,848 New
WAM
8
Wolverine Asset Management
Illinois
$239K +$43.2K +4,400 +24%
Bank of America
9
Bank of America
North Carolina
$188K -$162K -16,508 -48%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$62K -$1.81K -184 -3%
Walleye Trading
11
Walleye Trading
New York
$49K -$25.3K -2,580 -35%
PNC Financial Services Group
12
PNC Financial Services Group
Pennsylvania
$26K
AIG
13
American International Group
New York
$20.9K +$11.8K +1,200 +150%
WA
14
WFG Advisors
Texas
$20K -$1.89K -192 -9%
JFA
15
JNBA Financial Advisors
Minnesota
$17K +$15.7K +1,600 New
FANJ
16
Financial Architects (New Jersey)
New Jersey
$13K
Northwestern Mutual Wealth Management
17
Northwestern Mutual Wealth Management
Wisconsin
$8K +$7.86K +800 New
Citigroup
18
Citigroup
New York
$4K -$2.67K -272 -41%
Goldman Sachs
19
Goldman Sachs
New York
-$386K -44,856 Closed
FAAS
20
First Allied Advisory Services
California
-$324K -37,964 Closed
Barclays
21
Barclays
United Kingdom
-$289K -29,384 Closed
U
22
UBS
Switzerland
-$70K -7,124 Closed

UYM Hedge Fund Activity: Q3 2013 in Review

18 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in ProShares Ultra Materials (UYM) for Q3 2013, worth a combined $10.8M — up 84% from $5.84M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new UYM positions and 4 closed out — a net gain of 2 holders — while 3 added to existing stakes and 7 trimmed.

The largest buyer was Virtu Financial, opening a new position worth an estimated $2.9M. The largest seller was LPL Financial, cutting an estimated $535K.

  • 18 institutional investors held ProShares Ultra Materials (UYM) as of Q3 2013, up from 16 in Q2 2013.
  • Funds reported $10.8M of ProShares Ultra Materials stock for Q3 2013, up 84% quarter-over-quarter.
  • 6 funds opened new ProShares Ultra Materials positions in Q3 2013 and 4 closed out, a net change of +2 holders.
  • The largest ProShares Ultra Materials buyer in Q3 2013 was Virtu Financial, an estimated $2.9M added.
  • The largest ProShares Ultra Materials seller in Q3 2013 was LPL Financial, an estimated $535K sold.

Based on aggregated 13F filings for Q3 2013.