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UTStarcom

40 hedge funds and large institutions have $13.6B invested in UTStarcom in 2013 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 9 increasing their positions, 11 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

37,984% more capital invested

Capital invested by funds: $35.6M → $13.6B (+$13.5B)

200% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 2

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

11% more funds holding

Funds holding: 3640 (+4)

18% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 11

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $15K

Holders
40
Holders Change
+4
Holders Change %
+11.11%
% of All Funds
1.16%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.06%
New
6
Increased
9
Reduced
11
Closed
2
Calls
Puts
$15K
Net Calls
-$15K
Net Calls Change
-$15K
Name Holding Trade Value Shares
Change
Change in
Stake
SoftBank Group
1
SoftBank Group
Japan
$13.5B +$13.3M +1,220,969 New
SCM
2
Shah Capital Management
North Carolina
$20.3M -$5.25K -483 -0%
PGCM
3
Prescott Group Capital Management
Oklahoma
$6.39M
RA
4
Royce & Associates
New York
$2.52M +$1.56M +143,275 +170%
Dimensional Fund Advisors
5
Dimensional Fund Advisors
Texas
$1.69M -$22K -2,023 -1%
DSC
6
Donald Smith & Co
New York
$1.29M +$181K +16,616 +17%
BIP
7
Brandes Investment Partners
California
$1.18M -$63.3K -5,820 -5%
Renaissance Technologies
8
Renaissance Technologies
New York
$841K -$71.2K -6,550 -8%
JP Morgan Chase
9
JP Morgan Chase
New York
$444K +$436K +40,129 New
D.E. Shaw & Co
10
D.E. Shaw & Co
New York
$427K -$146K -13,430 -26%
CAM
11
Chou Associates Management
Ontario, Canada
$315K
Invesco
12
Invesco
Georgia
$267K +$33.8K +3,108 +15%
BCM
13
Bridgeway Capital Management
Texas
$252K
Two Sigma Advisers
14
Two Sigma Advisers
New York
$203K +$122K +11,233 +160%
Two Sigma Investments
15
Two Sigma Investments
New York
$196K +$109K +10,023 +131%
Fidelity Investments
16
Fidelity Investments
Massachusetts
$185K
California Public Employees Retirement System
17
California Public Employees Retirement System
California
$180K
SIM
18
Spark Investment Management
New York
$108K +$107K +9,825 New
SG Americas Securities
19
SG Americas Securities
New York
$96K -$23.9K -2,193 -20%
WS
20
Wedbush Securities
California
$88K -$59.3K -5,449 -41%
Northern Trust
21
Northern Trust
Illinois
$59K +$2.17K +200 +4%
U
22
UBS
Switzerland
$48K +$16.9K +1,557 +55%
N
23
Natixis
France
$41K +$40.8K +3,750 New
TC
24
TFS Capital
Pennsylvania
$40K -$50.8K -4,669 -57%
Group One Trading
25
Group One Trading
Illinois
$32K +$30.6K +2,815 +6,866%

UTSI Hedge Fund Activity: Q4 2013 in Review

40 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in UTStarcom (UTSI) for Q4 2013, worth a combined $13.6B — up 37,984% from $35.6M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new UTSI positions and 2 closed out — a net gain of 4 holders — while 9 added to existing stakes and 11 trimmed.

The largest buyer was Royce & Associates, adding an estimated $1.56M. The largest seller was Morgan Stanley, cutting an estimated $597K.

  • 40 institutional investors held UTStarcom (UTSI) as of Q4 2013, up from 36 in Q3 2013.
  • Funds reported $13.6B of UTStarcom stock for Q4 2013, up 37,984% quarter-over-quarter.
  • 6 funds opened new UTStarcom positions in Q4 2013 and 2 closed out, a net change of +4 holders.
  • The largest UTStarcom buyer in Q4 2013 was Royce & Associates, an estimated $1.56M added.
  • The largest UTStarcom seller in Q4 2013 was Morgan Stanley, an estimated $597K sold.

Based on aggregated 13F filings for Q4 2013.