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UTStarcom
UTSI

35 hedge funds and large institutions have $36.2M invested in UTStarcom in 2014 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 6 increasing their positions, 12 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

13% less funds holding

Funds holding: 40 → 35 (-5)

50% less funds holding in top 10

Funds holding in top 10: 2 → 1 (-1)

50% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 12

71% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 7

100% less capital invested

Capital invested by funds: $13.6B → $36.2M (-$13.5B)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $15K

Holders
35
Holders Change
-5
Holders Change %
-12.5%
% of All Funds
1.01%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
2
Increased
6
Reduced
12
Closed
7
Calls
–
Puts
$15K
Net Calls
-$15K
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
SCM
Shah Capital Management
North Carolina
+$8.21M
2
RA
Royce & Associates
New York
+$547K
3
Jane Street
Jane Street
New York
+$75.2K
4
Renaissance Technologies
Renaissance Technologies
New York
+$30.7K
5
Deutsche Bank
Deutsche Bank
Germany
+$15.8K

Top Sellers

Rank Fund Capital Flow
1
SoftBank Group
SoftBank Group
Japan
-$13.5B
2
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$427K
3
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
-$332K
4
Invesco
Invesco
Georgia
-$267K
5
Two Sigma Investments
Two Sigma Investments
New York
-$127K
Name Holding Trade Value Shares
Change 		Change in
Stake
AIG
26
American International Group
New York
$9.12K – – –
Barclays
27
Barclays
United Kingdom
$6K +$1.39K +132 +20%
DADC
28
D.A. Davidson & Co
Montana
$1K -$874 -83 -37%
Wells Fargo
29
Wells Fargo
California
$1K -$11 -1 -1%
Ameriprise
30
Ameriprise
Minnesota
$1K – – –
LTFS
31
Ladenburg Thalmann Financial Services
Florida
$1K – – –
Lazard Asset Management
32
Lazard Asset Management
New York
$1K – – –
PSI
33
Pinnacle Summer Investments
Virginia
$1K – – –
SoftBank Group
34
SoftBank Group
Japan
– -$13.5B -1,220,969 Closed
D.E. Shaw & Co
35
D.E. Shaw & Co
New York
– -$427K -38,566 Closed
Invesco
36
Invesco
Georgia
– -$267K -24,075 Closed
N
37
Natixis
France
– -$41K -3,750 Closed
TC
38
TFS Capital
Pennsylvania
– -$40K -3,594 Closed
TCM
39
Touradji Capital Management
Florida
– -$28K -2,500 Closed
NFA
40
Nationwide Fund Advisors
Ohio
– -$5K -450 Closed
TRCT
41
Tower Research Capital (TRC)
New York
– +$53 +5 New
1
2

UTSI Hedge Fund Activity: Q1 2014 in Review

35 of the 3,464 institutional investors tracked by Wall St. Rank reported a position in UTStarcom (UTSI) for Q1 2014, worth a combined $36.2M — down 100% from $13.6B a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of UTSI and 2 opened new positions — a net loss of 5 holders — while 12 trimmed existing stakes and 6 added.

The largest buyer was Shah Capital Management, adding an estimated $8.21M. The largest seller was SoftBank Group, exiting entirely with an estimated $13.5B sold.

  • 35 institutional investors held UTStarcom (UTSI) as of Q1 2014, down from 40 in Q4 2013.
  • Funds reported $36.2M of UTStarcom stock for Q1 2014, down 100% quarter-over-quarter.
  • 2 funds opened new UTStarcom positions in Q1 2014 and 7 closed out, a net change of -5 holders.
  • The largest UTStarcom buyer in Q1 2014 was Shah Capital Management, an estimated $8.21M added.
  • The largest UTStarcom seller in Q1 2014 was SoftBank Group, an estimated $13.5B sold.

Based on aggregated 13F filings for Q1 2014.