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iShares Broad USD Investment Grade Corporate Bond ETF

92 hedge funds and large institutions have $597M invested in iShares Broad USD Investment Grade Corporate Bond ETF in 2013 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 18 increasing their positions, 45 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 66 (0)

0% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 15

1% less funds holding

Funds holding: 9392 (-1)

5% less capital invested

Capital invested by funds: $629M → $597M (-$32.8M)

60% less repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 45

Holders
92
Holders Change
-1
Holders Change %
-1.08%
% of All Funds
2.67%
Holding in Top 10
6
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.17%
New
15
Increased
18
Reduced
45
Closed
15
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
ECM
1
ETrade Capital Management
Virginia
$110M +$7.5M +139,618 +7%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$40M -$3.39M -63,072 -8%
BCM
3
Bluefin Capital Management
New York
$37.5M +$15.4M +287,290 +69%
SAS
4
Sage Advisory Services
Texas
$35.9M -$288K -5,354 -0.8%
Bank of New York Mellon
5
Bank of New York Mellon
New York
$34.6M +$1.02M +18,974 +3%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$25.4M -$15.8M -294,394 -38%
KeyBank National Association
7
KeyBank National Association
Ohio
$22.1M -$3.2M -59,640 -13%
FA
8
FDx Advisors
Illinois
$18.6M -$661K -12,302 -3%
Bank of America
9
Bank of America
North Carolina
$18.3M -$1.01M -18,852 -5%
Goldman Sachs
10
Goldman Sachs
New York
$18.1M -$1.92M -35,752 -10%
Morgan Stanley
11
Morgan Stanley
New York
$17.5M -$5.2M -96,764 -23%
ClearBridge Investments
12
ClearBridge Investments
New York
$14.7M -$95.9K -1,786 -0.6%
AT
13
Arden Trust
Delaware
$14.6M +$132K +2,454 +0.9%
Jane Street
14
Jane Street
New York
$13.7M +$8.99M +167,366 +187%
UCFA
15
United Capital Financial Advisors
Texas
$13.5M -$3.62M -67,344 -21%
SCM
16
Saba Capital Management
New York
$13.3M +$10.1M +187,092 +306%
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
$12.6M +$12.6M +234,844 New
BTS
18
BB&T Securities
Virginia
$12M -$293K -5,462 -20%
Wells Fargo
19
Wells Fargo
California
$11.2M +$892K +16,612 +9%
Northwestern Mutual Wealth Management
20
Northwestern Mutual Wealth Management
Wisconsin
$10.8M +$1.02M +19,004 +10%
U
21
UBS
Switzerland
$9.61M -$2.19M -40,730 -18%
AssetMark Inc
22
AssetMark Inc
California
$9.14M -$39M -725,590 -81%
BCI
23
Brinker Capital Investments
Pennsylvania
$8.39M -$2.05M -38,078 -20%
Charles Schwab
24
Charles Schwab
California
$6.93M +$1.94M +36,100 +39%
SB
25
Suntrust Banks
Georgia
$6.6M +$2.02M +37,512 +44%

USIG Hedge Fund Activity: Q4 2013 in Review

92 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in iShares Broad USD Investment Grade Corporate Bond ETF (USIG) for Q4 2013, worth a combined $597M — down 5.2% from $629M a quarter earlier.

Fund positioning in USIG was balanced in Q4 2013: 15 funds opened new positions, 15 closed out, 18 added to existing stakes and 45 trimmed.

The largest buyer was Bluefin Capital Management, adding an estimated $15.4M. The largest seller was AssetMark Inc, cutting an estimated $39M.

  • 92 institutional investors held iShares Broad USD Investment Grade Corporate Bond ETF (USIG) as of Q4 2013, down from 93 in Q3 2013.
  • Funds reported $597M of iShares Broad USD Investment Grade Corporate Bond ETF stock for Q4 2013, down 5.2% quarter-over-quarter.
  • 15 funds opened new iShares Broad USD Investment Grade Corporate Bond ETF positions in Q4 2013 and 15 closed out, a net change of 0 holders.
  • The largest iShares Broad USD Investment Grade Corporate Bond ETF buyer in Q4 2013 was Bluefin Capital Management, an estimated $15.4M added.
  • The largest iShares Broad USD Investment Grade Corporate Bond ETF seller in Q4 2013 was AssetMark Inc, an estimated $39M sold.

Based on aggregated 13F filings for Q4 2013.